Sprott Focus Trust
FUND
30 hedge funds and large institutions have $44.4M invested in Sprott Focus Trust in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 6 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 12
1.74% less ownership
Funds ownership: 20.07% → 18.33% (-1.7%)
6% less funds holding
Funds holding: 32 → 30 (-2)
11% less capital invested
Capital invested by funds: $49.9M → $44.4M (-$5.49M)
33% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$2.43M |
| 2 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$420K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$329K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$244K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$211K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
-$2.78M |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$2.22M |
| 3 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$1.6M |
| 4 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$404K |
| 5 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$229K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RJA
26
Raymond James & Associates
St Petersburg,
Florida
| $85K | -$214K | -25,770 | -71% |
|
|
BCM
27
Bourgeon Capital Management
Darien,
Connecticut
| $65K | -$132K | -15,959 | -67% |
|
|
HNB
28
Huntington National Bank
Columbus,
Ohio
| $8K | +$108 | +13 | +1% |
|
|
CA
29
Cornerstone Advisors
Asheville,
North Carolina
| – | -$1.6M | -187,780 | Closed |
|
|
AA
30
Auxano Advisors
Bellevue,
Washington
| – | -$91K | -10,685 | Closed |
|
|
CL
31
CSS LLC
Chicago,
Illinois
| – | -$89K | -10,518 | Closed |
|
|
BWM
32
BerganKDV Wealth Management
Bloomington,
Minnesota
| – | -$26K | -3,016 | Closed |
|
|
WT
33
Whittier Trust
South Pasadena,
California
| – | -$9K | -1,065 | Closed |
|
|
WAM
34
Wolverine Asset Management
Chicago,
Illinois
| – | -$7K | -889 | Closed |
|
35
Fidelity Investments
Boston,
Massachusetts
| – | +$8 | +1 | New |
|
36
Rockefeller Capital Management
New York
| – | +$8 | +1 | +2% |
|
FUND Hedge Fund Activity: Q3 2021 in Review
30 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2021, worth a combined $44.4M — down 11% from $49.9M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of FUND and 4 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 12 added.
The largest buyer was LPL Financial, adding an estimated $2.43M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $2.78M.
- 30 institutional investors held Sprott Focus Trust (FUND) as of Q3 2021, down from 32 in Q2 2021.
- Funds reported $44.4M of Sprott Focus Trust stock for Q3 2021, down 11% quarter-over-quarter.
- 4 funds opened new Sprott Focus Trust positions in Q3 2021 and 6 closed out, a net change of -2 holders.
- The largest Sprott Focus Trust buyer in Q3 2021 was LPL Financial, an estimated $2.43M added.
- The largest Sprott Focus Trust seller in Q3 2021 was Northwestern Mutual Wealth Management, an estimated $2.78M sold.
Based on aggregated 13F filings for Q3 2021.