FUND

Sprott Focus Trust
FUND

Overview Fund Activity

32 hedge funds and large institutions have $21.6M invested in Sprott Focus Trust in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
-3
Holders Change %
-8.57%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.23M
2
1CP
2
1607 Capital Partners
Virginia
$738K
3
EFS
3
Essex Financial Services
Connecticut
$1.28M
4
APCM
4
Arbiter Partners Capital Management
New York
$90K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$69K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$630K
2
PRCM
2
Pine River Capital Management
Minnesota
$0
3
DA
3
Doliver Advisors
Texas
$209K
4
FWCM
4
Ferguson Wellman Capital Management
Oregon
$0
5
TC
5
TFS Capital
Pennsylvania
$129K
Name Holding Trade Value Shares
Change 		Shares
Change %
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$69K +$69K +9,148 New
AIG
27
American International Group
New York
$33K +$466 +62 +1%
MFS
28
MSI Financial Services
Massachusetts
$32K +$223 +30 +0.7%
TRCT
29
Tower Research Capital (TRC)
New York
$13K +$9.71K +1,246 +295%
Deutsche Bank
30
Deutsche Bank
Germany
$7K -$6.82K -962 -49%
HNB
31
Huntington National Bank
Ohio
$6K -$6K – –
PRCM
32
Pine River Capital Management
Minnesota
– -$414K -58,173 Closed
FWCM
33
Ferguson Wellman Capital Management
Oregon
– -$189K -26,478 Closed
CCB
34
Cutter & Co Brokerage
Missouri
– -$86K -12,027 Closed
Comerica Bank
35
Comerica Bank
Texas
– -$79K -11,066 Closed
Ameriprise
36
Ameriprise
Minnesota
– -$11K -1,572 Closed
1
2