Pine River Capital Management’s Sprott Focus Trust FUND Stock Holding History

Pine River Capital Management’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-58,173	Closed	-$414K	–	662
2013 Q3	$414K	Hold	58,173	–	–	﹤0.01%	445
2013 Q2	$400K	Buy	+58,173	New	+$400K	0.01%	415

Other funds holding FUND

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Essex Financial Services Essex, Connecticut $2.01B AUM 31.39% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Shaker Financial Services Arlington, Virginia $303M AUM 4.89% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Pine River Capital Management's FUND Position: Q4 2013 in Review

Pine River Capital Management sold out of Sprott Focus Trust (FUND) in Q4 2013, closing a stake of 58,173 shares — an estimated $414K sold.

Pine River Capital Management first reported a position in FUND in Q2 2013 and held it in 2 quarters. The position peaked at $414K in Q3 2013. 32 funds tracked by Wall St. Rank hold FUND as of Q4 2013.

Pine River Capital Management reported no remaining Sprott Focus Trust position as of Q4 2013 after selling out during the quarter.
Pine River Capital Management sold 58,173 Sprott Focus Trust shares in Q4 2013, an estimated $414K.
Pine River Capital Management first reported a position in Sprott Focus Trust in Q2 2013 and held it in 2 quarters.
Pine River Capital Management's Sprott Focus Trust position peaked at $414K in Q3 2013.
32 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q4 2013.

Based on Pine River Capital Management's 13F filing for Q4 2013, filed 13 Feb 2014.