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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

85 hedge funds and large institutions have $181M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+12
Holders Change %
+16.44%
% of All Funds
1.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
26
Reduced
29
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$5.04M
2
UBS Group
UBS Group
Switzerland
+$2.62M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.68M
4
HC
HNP Capital
New York
+$1.25M
5
LPL Financial
LPL Financial
California
+$1.24M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$9.68M
2
FAIM
Financial Advocates Investment Management
Washington
-$8.41M
3
BFEC
Benjamin F. Edwards & Company
Missouri
-$1.91M
4
GIA
Gladstone Institutional Advisory
Florida
-$1.42M
5
SPC
Sigma Planning Corp
Michigan
-$1.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
HC
26
HNP Capital
New York
$1.56M +$1.25M +25,893 +409%
VRM
27
Vectors Research Management
New York
$1.48M +$1.18M +24,647 +389%
DADC
28
D.A. Davidson & Co
Montana
$1.3M +$12.8K +268 +1%
Stifel Financial
29
Stifel Financial
Missouri
$1.25M -$637K -13,284 -34%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$1.21M -$76.5K -1,598 -6%
CCA
31
Clearwater Capital Advisors
Illinois
$1.18M -$185K -3,860 -14%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$1.11M +$50.5K +1,055 +5%
MIAN
33
Mariner Independent Advisor Network
Kansas
$1.04M -$13.4K -280 -1%
EE
34
EWG Elevate
California
$973K +$973K +20,329 New
AAS
35
Avantax Advisory Services
Texas
$969K +$969K +20,374 New
WI
36
Wintrust Investments
Illinois
$964K +$36.9K +770 +4%
SFPG
37
Stonebridge Financial Planning Group
Florida
$917K +$917K +19,150 New
AG
38
Advisor Group
Arizona
$901K -$153K -3,197 -15%
Jane Street
39
Jane Street
New York
$841K +$157K +3,272 +23%
PAG
40
Private Advisor Group
New Jersey
$792K +$251K +5,246 +46%
IA
41
IFP Advisors
Florida
$741K -$792K -16,526 -52%
HighTower Advisors
42
HighTower Advisors
Illinois
$730K -$12.4K -258 -2%
Truist Financial
43
Truist Financial
North Carolina
$697K +$697K +14,559 New
CWM
44
Cornerstone Wealth Management
Missouri
$621K -$46.1K -963 -7%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$590K -$41K -857 -6%
EH
46
Equitable Holdings
New York
$565K +$565K +11,797 New
SCA
47
Snowden Capital Advisors
New York
$514K +$514K +10,736 New
Thrivent Financial for Lutherans
48
Thrivent Financial for Lutherans
Minnesota
$495K – – –
EW
49
Element Wealth
Mississippi
$424K +$424K +8,858 New
Goldman Sachs
50
Goldman Sachs
New York
$380K – – –
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