Wintrust Investments’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Wintrust Investments’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-21,000	Closed	-$1.43M	–	430
2021 Q1	$1.43M	Buy	+21,000	New	+$1.46M	0.15%	131
2020 Q4	–	Sell	-23,087	Closed	-$1.24M	–	243
2020 Q3	$1.24M	Buy	23,087 +2,045	+10%	+$105K	0.17%	113
2020 Q2	$1.01M	Buy	21,042 +728	+4%	+$31.7K	0.14%	121
2020 Q1	$751K	Buy	20,314 +173	+0.9%	+$7.82K	0.12%	131
2019 Q4	$964K	Buy	20,141 +770	+4%	+$35.7K	0.14%	128
2019 Q3	$867K	Buy	+19,371	New	+$889K	0.13%	138

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

SAM

Synergy Asset Management Vancouver, Washington $942M AUM 24.44% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wintrust Investments's FNY Position: Q2 2021 in Review

Wintrust Investments sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q2 2021, closing a stake of 21,000 shares — an estimated $1.43M sold.

Wintrust Investments first reported a position in FNY in Q3 2019 and held it in 6 quarters. The position peaked at $1.43M in Q1 2021. 96 funds tracked by Wall St. Rank hold FNY as of Q2 2021.

Wintrust Investments reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q2 2021 after selling out during the quarter.
Wintrust Investments sold 21,000 First Trust Mid Cap Growth AlphaDEX Fund shares in Q2 2021, an estimated $1.43M.
Wintrust Investments first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2019 and held it in 6 quarters.
Wintrust Investments's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.43M in Q1 2021.
96 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2021.

Based on Wintrust Investments's 13F filing for Q2 2021, filed 10 Aug 2021.