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Ladenburg Thalmann Financial Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$1.11M Buy
23,168
+1,055
+5% +$48.9K 0.01% 1216
2019
Q3 		$990K Buy
22,113
+9,258
+72% +$425K 0.01% 1252
2019
Q2 		$582K Buy
12,855
+244
+2% +$10.8K ﹤0.01% 1621
2019
Q1 		$545K Buy
12,611
+4,324
+52% +$179K ﹤0.01% 1632
2018
Q4 		$302K Buy
8,287
+1,596
+24% +$64K ﹤0.01% 1905
2018
Q3 		$310K Buy
6,691
+4,902
+274% +$223K ﹤0.01% 1968
2018
Q2 		$73K Hold
1,789
– – ﹤0.01% 2985
2018
Q1 		$73K Buy
1,789
+649
+57% +$26.6K ﹤0.01% 2985
2017
Q4 		$45K Sell
1,140
-31
-3% -$1.19K ﹤0.01% 3290
2017
Q3 		$43K Buy
1,171
+321
+38% +$11.3K ﹤0.01% 3189
2017
Q2 		$30K Sell
850
-86
-9% -$2.93K ﹤0.01% 3353
2017
Q1 		$31K Sell
936
-1,419
-60% -$46.5K ﹤0.01% 3249
2016
Q4 		$74K Buy
2,355
+445
+23% +$13.6K ﹤0.01% 2548
2016
Q3 		$58K Sell
1,910
-806
-30% -$24.9K ﹤0.01% 2675
2016
Q2 		$82K Sell
2,716
-2,869
-51% -$83.9K ﹤0.01% 2293
2016
Q1 		$161K Buy
+5,585
New +$152K ﹤0.01% 1755

Other funds holding FNY

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FNY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 4.8% in Q4 2019, buying an estimated $48.9K and bringing the position to 23,168 shares worth $1.11M. The position accounts for 0.01% of the portfolio, ranked #1216.

Ladenburg Thalmann Financial Services first reported a position in FNY in Q1 2016 and has held it in 16 quarters since. 85 funds tracked by Wall St. Rank hold FNY as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 23,168 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $1.11M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 1,055 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $48.9K.
  • First Trust Mid Cap Growth AlphaDEX Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1216 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q1 2016 and has held it in 16 quarters since.
  • 85 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.