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Mariner Independent Advisor Network’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Mariner Independent Advisor Network’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-21,812
Closed -$1.04M – 369
2019
Q4 		$1.04M Sell
21,812
-280
-1% -$13K 0.08% 245
2019
Q3 		$974K Buy
+22,092
New +$1.01M 0.07% 250

Other funds holding FNY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Mariner Independent Advisor Network's FNY Position: Q1 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2020, closing a stake of 21,812 shares — an estimated $1.04M sold.

Mariner Independent Advisor Network first reported a position in FNY in Q3 2019 and held it in 2 quarters. The position peaked at $1.04M in Q4 2019. 74 funds tracked by Wall St. Rank hold FNY as of Q1 2020.

  • Mariner Independent Advisor Network reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
  • Mariner Independent Advisor Network sold 21,812 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2020, an estimated $1.04M.
  • Mariner Independent Advisor Network first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2019 and held it in 2 quarters.
  • Mariner Independent Advisor Network's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.04M in Q4 2019.
  • 74 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2020, filed 5 May 2020.