Advisor Group’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Advisor Group’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$901K	Sell	18,796 -3,197	-15%	-$148K	0.01%	1268
2019 Q3	$984K	Buy	21,993 +6,145	+39%	+$282K	0.01%	1149
2019 Q2	$717K	Buy	15,848 +1,172	+8%	+$51.9K	0.01%	1356
2019 Q1	$634K	Sell	14,676 -201	-1%	-$8.33K	0.01%	1424
2018 Q4	$538K	Sell	14,877 -1,048	-7%	-$42K	0.01%	1353
2018 Q3	$738K	Buy	15,925 +5,354	+51%	+$243K	0.01%	1197
2018 Q2	$458K	Buy	10,571 +9,011	+578%	+$382K	0.01%	1368
2018 Q1	$63K	Hold	1,560	–	–	﹤0.01%	2892
2017 Q4	$61K	Buy	1,560 +1	+0.1%	+$38	﹤0.01%	2937
2017 Q3	$57K	Sell	1,559 -12	-0.8%	-$422	﹤0.01%	2841
2017 Q2	$54K	Buy	1,571 +350	+29%	+$11.9K	﹤0.01%	2793
2017 Q1	$41K	Sell	1,221 -957	-44%	-$31.4K	﹤0.01%	2860
2016 Q4	$69K	Buy	2,178 +1,000	+85%	+$30.6K	﹤0.01%	2342
2016 Q3	$37K	Hold	1,178	–	–	﹤0.01%	2749
2016 Q2	$34K	Buy	+1,178	New	+$34.4K	﹤0.01%	2694

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisor Group's FNY Position: Q4 2019 in Review

Advisor Group reduced its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 15% in Q4 2019, selling an estimated $148K and leaving 18,796 shares worth $901K. The position accounts for 0.01% of the portfolio, ranked #1268.

Advisor Group first reported a position in FNY in Q2 2016 and has held it in 15 quarters since. The position peaked at $984K in Q3 2019. 85 funds tracked by Wall St. Rank hold FNY as of Q4 2019.

Advisor Group held 18,796 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $901K as of Q4 2019.
Advisor Group sold 3,197 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $148K.
First Trust Mid Cap Growth AlphaDEX Fund made up 0.01% of Advisor Group's portfolio in Q4 2019, its #1268 holding.
Advisor Group first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $984K in Q3 2019.
85 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.