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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

73 hedge funds and large institutions have $174M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
+16
Holders Change %
+28.07%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
27
Reduced
20
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.06M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.02M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.93M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.78M
5
FAAS
First Allied Advisory Services
California
+$1.24M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.21M
2
TFA
Transamerica Financial Advisors
Florida
-$2.07M
3
LPL Financial
LPL Financial
California
-$1.25M
4
MML Investors Services
MML Investors Services
Massachusetts
-$760K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$561K
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
IFP Advisors
Florida
$1.42M +$1.42M +31,989 New
CCA
27
Clearwater Capital Advisors
Illinois
$1.27M -$63.2K -1,411 -5%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$1.2M +$603K +13,487 +101%
DADC
29
D.A. Davidson & Co
Montana
$1.2M +$782K +17,469 +188%
NFG
30
Next Financial Group
Texas
$1.02M +$976K +21,794 +2,299%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$990K +$414K +9,258 +72%
AG
32
Advisor Group
Arizona
$984K +$275K +6,145 +39%
MIAN
33
Mariner Independent Advisor Network
Kansas
$974K +$974K +22,092 New
WI
34
Wintrust Investments
Illinois
$867K +$867K +19,371 New
BTS
35
BB&T Securities
Virginia
$813K +$427K +9,553 +111%
HighTower Advisors
36
HighTower Advisors
Illinois
$693K -$9.3K -208 -1%
IWM
37
IHT Wealth Management
Illinois
$667K -$161K -3,602 -19%
Jane Street
38
Jane Street
New York
$640K +$640K +14,294 New
CWM
39
Cornerstone Wealth Management
Missouri
$623K -$38.5K -861 -6%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$590K -$81.2K -1,815 -12%
PAG
41
Private Advisor Group
New Jersey
$505K +$9.57K +214 +2%
SFS
42
Sowell Financial Services
Arkansas
$411K +$411K +9,182 New
Goldman Sachs
43
Goldman Sachs
New York
$356K – – –
IA
44
IFG Advisory
Georgia
$343K +$343K +7,676 New
APA
45
American Portfolios Advisors
New York
$331K +$331K +7,398 +369,900%
AWM
46
AE Wealth Management
Kansas
$289K -$15.9K -354 -5%
SS
47
Simplicity Solutions
Minnesota
$289K -$14.3K -320 -5%
VRM
48
Vectors Research Management
New York
$283K +$283K +6,330 New
HC
49
HNP Capital
New York
$279K +$279K +6,330 New
PFA
50
Pinnacle Family Advisors
Missouri
$266K +$266K +5,930 New
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