AE Wealth Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

AE Wealth Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-7,800	Closed	-$417K	–	1841
2022 Q3	$417K	Buy	7,800 +279	+4%	+$16.4K	﹤0.01%	1349
2022 Q2	$411K	Sell	7,521 -171	-2%	-$10.4K	﹤0.01%	1302
2022 Q1	$513K	Sell	7,692 -139	-2%	-$9.2K	﹤0.01%	1231
2021 Q4	$581K	Buy	+7,831	New	+$584K	﹤0.01%	1191
2021 Q1	–	Sell	-4,980	Closed	-$326K	–	1508
2020 Q4	$326K	Sell	4,980 -625	-11%	-$37.2K	﹤0.01%	1110
2020 Q3	$300K	Buy	5,605 +442	+9%	+$22.7K	﹤0.01%	1040
2020 Q2	$247K	Buy	+5,163	New	+$225K	﹤0.01%	1097
2020 Q1	–	Sell	-6,534	Closed	-$313K	–	1164
2019 Q4	$313K	Buy	6,534 +84	+1%	+$3.9K	0.01%	887
2019 Q3	$289K	Sell	6,450 -354	-5%	-$16.2K	0.01%	798
2019 Q2	$308K	Buy	+6,804	New	+$301K	0.01%	742

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AE Wealth Management's FNY Position: Q4 2022 in Review

AE Wealth Management sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q4 2022, closing a stake of 7,800 shares — an estimated $417K sold.

AE Wealth Management first reported a position in FNY in Q2 2019 and held it in 10 quarters. The position peaked at $581K in Q4 2021. 82 funds tracked by Wall St. Rank hold FNY as of Q4 2022.

AE Wealth Management reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
AE Wealth Management sold 7,800 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2022, an estimated $417K.
AE Wealth Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2019 and held it in 10 quarters.
AE Wealth Management's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $581K in Q4 2021.
82 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2022.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.