Next Financial Group’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Next Financial Group’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$730K	Buy	9,838 +3	+0%	+$224	0.05%	404
2021 Q3	$707K	Buy	9,835 +305	+3%	+$22.5K	0.06%	358
2021 Q2	$718K	Buy	9,530 +941	+11%	+$66K	0.06%	353
2021 Q1	$584K	Sell	8,589 -533	-6%	-$37.1K	0.05%	374
2020 Q4	$596K	Buy	9,122 +1,871	+26%	+$111K	0.06%	330
2020 Q3	$388K	Sell	7,251 -1,077	-13%	-$55.4K	0.04%	410
2020 Q2	$398K	Sell	8,328 -15,792	-65%	-$687K	0.05%	339
2020 Q1	$891K	Sell	24,120 -8,619	-26%	-$389K	0.11%	176
2019 Q4	$1.57M	Buy	32,739 +9,997	+44%	+$464K	0.16%	137
2019 Q3	$1.02M	Buy	22,742 +21,794	+2,299%	+$1M	0.11%	232
2019 Q2	$43K	Buy	+948	New	+$42K	﹤0.01%	1211
2019 Q1	–	Sell	-15,626	Closed	-$566K	–	1786
2018 Q4	$566K	Buy	+15,626	New	+$626K	0.12%	202

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GAG

GM Advisory Group Melville, New York $2.6B AUM 18.86% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $34.9M AUM 32.88% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SMF

Sterling Manor Financial Saratoga Springs, New York $160M AUM 13.84% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

Next Financial Group's FNY Position: Q4 2021 in Review

Next Financial Group increased its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 0.03% in Q4 2021, buying an estimated $224 and bringing the position to 9,838 shares worth $730K. The position accounts for 0.05% of the portfolio, ranked #404.

Next Financial Group first reported a position in FNY in Q4 2018 and has held it in 12 quarters since. The position peaked at $1.57M in Q4 2019. 112 funds tracked by Wall St. Rank hold FNY as of Q4 2021.

Next Financial Group held 9,838 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $730K as of Q4 2021.
Next Financial Group bought 3 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2021, an estimated $224.
First Trust Mid Cap Growth AlphaDEX Fund made up 0.05% of Next Financial Group's portfolio in Q4 2021, its #404 holding.
Next Financial Group first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2018 and has held it in 12 quarters since.
Next Financial Group's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.57M in Q4 2019.
112 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.