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First Trust Mid Cap Growth AlphaDEX Fund

57 hedge funds and large institutions have $160M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

9% more capital invested

Capital invested by funds: $146M → $160M (+$13.9M)

2% more funds holding

Funds holding: 5657 (+1)

1.33% less ownership

Funds ownership: 62.82%61.49% (-1.3%)

Holders
57
Holders Change
+1
Holders Change %
+1.79%
% of All Funds
1.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
29
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$717K +$51.9K +1,172 +8%
HighTower Advisors
27
HighTower Advisors
Illinois
$708K -$348K -7,865 -33%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$679K +$113K +2,548 +20%
CWM
29
Cornerstone Wealth Management
Missouri
$668K -$799K -18,047 -55%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$604K +$111K +2,502 +23%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$582K +$10.8K +244 +2%
FAAS
32
First Allied Advisory Services
California
$558K +$192K +4,336 +54%
PAG
33
Private Advisor Group
New Jersey
$501K -$50.3K -1,136 -9%
DADC
34
D.A. Davidson & Co
Montana
$421K -$7.12K -161 -2%
BTS
35
BB&T Securities
Virginia
$390K +$148K +3,338 +63%
Goldman Sachs
36
Goldman Sachs
New York
$359K +$130K +2,948 +59%
WP
37
WealthPLAN Partners
Nebraska
$309K +$297K +6,705 New
AWM
38
AE Wealth Management
Kansas
$308K +$301K +6,804 New
SS
39
Simplicity Solutions
Minnesota
$306K +$300K +6,770 New
TWM
40
Titus Wealth Management
California
$253K -$211K -4,760 -46%
LFAS
41
Level Four Advisory Services
Texas
$234K +$229K +5,169 New
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$229K
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$217K +$22.1K +499 +12%
CFGS
44
Concourse Financial Group Securities
Alabama
$193K +$181K +4,084 +2,127%
ASN
45
Advisory Services Network
Georgia
$169K +$20.2K +456 +14%
WP
46
WealthShield Partners
North Carolina
$160K -$45.9K -1,037 -23%
CWA
47
Clarus Wealth Advisors
Arizona
$63K -$165K -3,725 -73%
NFG
48
Next Financial Group
Texas
$43K +$42K +948 New
Citigroup
49
Citigroup
New York
$41K +$28K +633 +241%
RIA
50
Realta Investment Advisors
Delaware
$26K +$13.3K +300 +111%

FNY Hedge Fund Activity: Q2 2019 in Review

57 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2019, worth a combined $160M — up 9.5% from $146M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNY positions and 6 closed out — a net gain of 3 holders — while 29 added to existing stakes and 16 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $3.76M. The largest seller was Morgan Stanley, cutting an estimated $3.88M.

  • 57 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2019, up from 56 in Q1 2019.
  • Funds reported $160M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2019, up 9.5% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2019 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2019 was Envestnet Asset Management, an estimated $3.76M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2019 was Morgan Stanley, an estimated $3.88M sold.

Based on aggregated 13F filings for Q2 2019.