Level Four Advisory Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Level Four Advisory Services’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-3,629	Closed	-$237K	–	643
2020 Q4	$237K	Sell	3,629 -1,170	-24%	-$69.7K	0.02%	521
2020 Q3	$257K	Buy	4,799 +224	+5%	+$11.5K	0.02%	468
2020 Q2	$221K	Buy	+4,575	New	+$199K	0.02%	515
2020 Q1	–	Sell	-5,121	Closed	-$248K	–	510
2019 Q4	$248K	Buy	5,121 +198	+4%	+$9.19K	0.01%	496
2019 Q3	$220K	Sell	4,923 -246	-5%	-$11.3K	0.02%	455
2019 Q2	$234K	Buy	+5,169	New	+$229K	0.02%	464

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

MCC

Money Concepts Capital Palm Beach Gardens, Florida $1.81B AUM 21.93% 1-Year Est. Return

Level Four Advisory Services's FNY Position: Q1 2021 in Review

Level Four Advisory Services sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2021, closing a stake of 3,629 shares — an estimated $237K sold.

Level Four Advisory Services first reported a position in FNY in Q2 2019 and held it in 6 quarters. The position peaked at $257K in Q3 2020. 105 funds tracked by Wall St. Rank hold FNY as of Q1 2021.

Level Four Advisory Services reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2021 after selling out during the quarter.
Level Four Advisory Services sold 3,629 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2021, an estimated $237K.
Level Four Advisory Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2019 and held it in 6 quarters.
Level Four Advisory Services's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $257K in Q3 2020.
105 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2021.

Based on Level Four Advisory Services's 13F filing for Q1 2021, filed 10 May 2021.