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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$1.44M +$162K +3,157 +13%
Deutsche Bank
27
Deutsche Bank
Germany
$1.39M +$49.8K +971 +4%
VFS
28
VSR Financial Services
Kansas
$1.28M +$1.01M +19,597 +449%
AIG
29
American International Group
New York
$1.27M +$52.9K +1,032 +5%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$1.21M -$5.84M -113,777 -83%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$1.02M +$258K +5,035 +36%
First Trust Advisors
32
First Trust Advisors
Illinois
$951K -$23.1K -450 -2%
CFA
33
Cahill Financial Advisors
Minnesota
$910K -$1.49K -29 -0.2%
Goldman Sachs
34
Goldman Sachs
New York
$823K +$790K +15,397 New
BTS
35
BB&T Securities
Virginia
$812K +$74.9K +1,460 +11%
PI
36
Placemark Investments
Illinois
$724K +$130K +2,525 +23%
LPT
37
Legacy Private Trust
Wisconsin
$644K -$2.48M -48,275 -80%
BRWA
38
B. Riley Wealth Advisors
Florida
$621K +$691K +13,474 +141%
ICOA
39
Investment Centers of America
North Dakota
$592K +$567K +11,057 New
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$566K +$110K +2,147 +25%
FAAS
41
First Allied Advisory Services
California
$482K +$231K +4,511 +99%
RJT
42
Raymond James Trust
Florida
$478K +$29.5K +575 +7%
PNC
43
Park National Corp
Ohio
$460K +$442K +8,610 New
UR
44
USCA RIA
Texas
$455K -$2.51K -49 -0.6%
CS
45
Comerica Securities
Michigan
$442K +$37.5K +732 +10%
NPC
46
National Planning Corporation
California
$401K +$73.7K +1,437 +24%
NES
47
New England Securities
New York
$387K +$203K +3,953 +120%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$351K +$217K +4,239 +183%
SI
49
SII Investments
Wisconsin
$345K -$83.6K -1,629 -20%
BRWM
50
B. Riley Wealth Management
Tennessee
$318K -$13.3K -260 -4%