SII Investments’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

SII Investments’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-25,374	Closed	-$1.67M	–	99
2017 Q4	$1.67M	Buy	+25,374	New	+$1.62M	0.17%	105
2014 Q3	–	Sell	-6,483	Closed	-$345K	–	510
2014 Q2	$345K	Sell	6,483 -1,629	-20%	-$83.6K	0.05%	328
2014 Q1	$390K	Sell	8,112 -426	-5%	-$21.4K	0.07%	264
2013 Q4	$432K	Buy	8,538 +19	+0.2%	+$914	0.08%	261
2013 Q3	$391K	Buy	8,519 +1,376	+19%	+$61.5K	0.09%	213
2013 Q2	$302K	Buy	+7,143	New	+$302K	0.07%	284

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

SII Investments's FNX Position: Q1 2018 in Review

SII Investments sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q1 2018, closing a stake of 25,374 shares — an estimated $1.67M sold.

SII Investments first reported a position in FNX in Q2 2013 and held it in 6 quarters. The position peaked at $1.67M in Q4 2017. 101 funds tracked by Wall St. Rank hold FNX as of Q1 2018.

SII Investments reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q1 2018 after selling out during the quarter.
SII Investments sold 25,374 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2018, an estimated $1.67M.
SII Investments first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and held it in 6 quarters.
SII Investments's First Trust Mid Cap Core AlphaDEX Fund position peaked at $1.67M in Q4 2017.
101 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.