National Planning Corporation’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

National Planning Corporation’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,058	Closed	-$375K	–	229
2017 Q3	$375K	Buy	6,058 +1,451	+31%	+$86.7K	0.03%	449
2017 Q2	$274K	Buy	+4,607	New	+$270K	0.02%	581
2016 Q1	–	Sell	-5,195	Closed	-$226K	–	686
2015 Q4	$226K	Buy	+5,195	New	+$259K	0.02%	591
2015 Q1	–	Sell	-5,690	Closed	-$293K	–	1144
2014 Q4	$293K	Sell	5,690 -3,736	-40%	-$192K	0.02%	546
2014 Q3	$470K	Buy	9,426 +1,926	+26%	+$101K	0.04%	421
2014 Q2	$401K	Buy	7,500 +1,437	+24%	+$73.7K	0.03%	480
2014 Q1	$316K	Buy	+6,063	New	+$304K	0.03%	528

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

National Planning Corporation's FNX Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2017, closing a stake of 6,058 shares — an estimated $375K sold.

National Planning Corporation first reported a position in FNX in Q1 2014 and held it in 7 quarters. The position peaked at $470K in Q3 2014. 104 funds tracked by Wall St. Rank hold FNX as of Q4 2017.

National Planning Corporation reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 6,058 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $375K.
National Planning Corporation first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q1 2014 and held it in 7 quarters.
National Planning Corporation's First Trust Mid Cap Core AlphaDEX Fund position peaked at $470K in Q3 2014.
104 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.