Investment Centers of America’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Investment Centers of America’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-16,185	Closed	-$1M	–	153
2017 Q3	$1M	Sell	16,185 -5,108	-24%	-$305K	0.07%	221
2017 Q2	$1.26M	Buy	21,293 +1,094	+5%	+$64.1K	0.1%	187
2017 Q1	$1.18M	Buy	20,199 +4,101	+25%	+$238K	0.09%	203
2016 Q4	$907K	Buy	16,098 +3,344	+26%	+$181K	0.08%	231
2016 Q3	$672K	Buy	12,754 +5,393	+73%	+$283K	0.07%	249
2016 Q2	$375K	Sell	7,361 -228	-3%	-$11.4K	0.04%	310
2016 Q1	$374K	Sell	7,589 -216	-3%	-$9.89K	0.04%	321
2015 Q4	$372K	Buy	7,805 +444	+6%	+$22.2K	0.05%	304
2015 Q3	$351K	Sell	7,361 -2,037	-22%	-$105K	0.05%	290
2015 Q2	$507K	Sell	9,398 -3,064	-25%	-$169K	0.08%	242
2015 Q1	$683K	Buy	12,462 +473	+4%	+$25.1K	0.1%	206
2014 Q4	$632K	Buy	11,989 +725	+6%	+$37.2K	0.14%	167
2014 Q3	$565K	Buy	11,264 +207	+2%	+$10.8K	0.1%	205
2014 Q2	$592K	Buy	+11,057	New	+$567K	0.14%	163

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

Investment Centers of America's FNX Position: Q4 2017 in Review

Investment Centers of America sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2017, closing a stake of 16,185 shares — an estimated $1M sold.

Investment Centers of America first reported a position in FNX in Q2 2014 and held it in 14 quarters. The position peaked at $1.26M in Q2 2017. 104 funds tracked by Wall St. Rank hold FNX as of Q4 2017.

Investment Centers of America reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 16,185 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $1M.
Investment Centers of America first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2014 and held it in 14 quarters.
Investment Centers of America's First Trust Mid Cap Core AlphaDEX Fund position peaked at $1.26M in Q2 2017.
104 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.