B. Riley Wealth Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

B. Riley Wealth Management’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,927	Closed	-$210K	–	368
2018 Q3	$210K	Buy	+2,927	New	+$208K	0.05%	280
2015 Q3	–	Sell	-2,123	Closed	-$114K	–	353
2015 Q2	$114K	Buy	2,123 +1,923	+962%	+$106K	0.09%	250
2015 Q1	$10K	Hold	200	–	–	0.01%	748
2014 Q4	$10K	Sell	200 -4,557	-96%	-$234K	0.01%	728
2014 Q3	$238K	Sell	4,757 -1,210	-20%	-$63.2K	0.18%	159
2014 Q2	$318K	Sell	5,967 -260	-4%	-$13.3K	0.21%	135
2014 Q1	$321K	Buy	+6,227	New	+$313K	0.24%	111

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

B. Riley Wealth Management's FNX Position: Q4 2018 in Review

B. Riley Wealth Management sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2018, closing a stake of 2,927 shares — an estimated $210K sold.

B. Riley Wealth Management first reported a position in FNX in Q1 2014 and held it in 7 quarters. The position peaked at $321K in Q1 2014. 113 funds tracked by Wall St. Rank hold FNX as of Q4 2018.

B. Riley Wealth Management reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
B. Riley Wealth Management sold 2,927 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2018, an estimated $210K.
B. Riley Wealth Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q1 2014 and held it in 7 quarters.
B. Riley Wealth Management's First Trust Mid Cap Core AlphaDEX Fund position peaked at $321K in Q1 2014.
113 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2018.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.