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USCA RIA’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

USCA RIA’s Portfolio FNX Stock Details FNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-5,957
Closed -$432K – 432
2019
Q4 		$432K Hold
5,957
– – 0.04% 349
2019
Q3 		$402K Hold
5,957
– – 0.04% 333
2019
Q2 		$410K Sell
5,957
-500
-8% -$34K 0.04% 327
2019
Q1 		$433K Buy
6,457
+100
+2% +$6.54K 0.05% 291
2018
Q4 		$368K Hold
6,357
– – 0.05% 302
2018
Q3 		$455K Hold
6,357
– – 0.05% 322
2018
Q2 		$435K Hold
6,357
– – 0.05% 316
2018
Q1 		$416K Sell
6,357
-700
-10% -$46.6K 0.05% 320
2017
Q4 		$464K Buy
7,057
+300
+4% +$19.2K 0.05% 308
2017
Q3 		$400K Hold
6,757
– – 0.05% 316
2017
Q2 		$400K Hold
6,757
– – 0.05% 317
2017
Q1 		$395K Hold
6,757
– – 0.06% 308
2016
Q4 		$381K Hold
6,757
– – 0.06% 290
2016
Q3 		$357K Hold
6,757
– – 0.06% 291
2016
Q2 		$341K Sell
6,757
-300
-4% -$15K 0.06% 285
2016
Q1 		$350K Sell
7,057
-821
-10% -$37.6K 0.06% 254
2015
Q4 		$379K Sell
7,878
-99
-1% -$4.94K 0.08% 239
2015
Q3 		$384K Sell
7,977
-200
-2% -$10.3K 0.1% 216
2015
Q2 		$441K Buy
8,177
+1
+0% +$55 0.12% 195
2015
Q1 		$446K Hold
8,176
– – 0.12% 195
2014
Q4 		$432K Sell
8,176
-39
-0.5% -$2K 0.12% 198
2014
Q3 		$412K Sell
8,215
-300
-4% -$15.7K 0.13% 187
2014
Q2 		$455K Sell
8,515
-49
-0.6% -$2.51K 0.15% 159
2014
Q1 		$441K Buy
8,564
+200
+2% +$10K 0.16% 160
2013
Q4 		$422K Buy
8,364
+51
+0.6% +$2.45K 0.17% 155
2013
Q3 		$381K Buy
8,313
+991
+14% +$44.3K 0.17% 153
2013
Q2 		$309K Buy
+7,322
New +$309K 0.16% 164

Other funds holding FNX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

USCA RIA's FNX Position: Q1 2020 in Review

USCA RIA sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q1 2020, closing a stake of 5,957 shares — an estimated $432K sold.

USCA RIA first reported a position in FNX in Q2 2013 and held it in 27 quarters. The position peaked at $464K in Q4 2017. 103 funds tracked by Wall St. Rank hold FNX as of Q1 2020.

  • USCA RIA reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
  • USCA RIA sold 5,957 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2020, an estimated $432K.
  • USCA RIA first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and held it in 27 quarters.
  • USCA RIA's First Trust Mid Cap Core AlphaDEX Fund position peaked at $464K in Q4 2017.
  • 103 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2020.

Based on USCA RIA's 13F filing for Q1 2020, filed 13 Apr 2020.