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FLC

Flaherty & Crumrine Total Return Fund
FLC

36 hedge funds and large institutions have $28.2M invested in Flaherty & Crumrine Total Return Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

0.37% less ownership

Funds ownership: 12.66% → 12.29% (-0.37%)

8% less funds holding

Funds holding: 39 → 36 (-3)

8% less capital invested

Capital invested by funds: $30.5M → $28.2M (-$2.36M)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
+$461K
2
Bank of America
Bank of America
North Carolina
+$317K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$189K
4
SIA
Sit Investment Associates
Minnesota
+$182K
5
LPL Financial
LPL Financial
California
+$57.2K

Top Sellers

Rank Fund Capital Flow
1
SFS
Sowell Financial Services
Arkansas
-$1.44M
2
Truist Financial
Truist Financial
North Carolina
-$259K
3
NL
NWAM LLC
Washington
-$117K
4
SPIA
Steward Partners Investment Advisory
New York
-$82K
5
GWM
Geneos Wealth Management
Colorado
-$81.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$103K – – –
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$82K – – –
WT
28
Whittier Trust
California
$68K – – –
CIA
29
Cascade Investment Advisors
Oregon
$61.5K – – –
LWA
30
Lowe Wealth Advisors
Maryland
$23K – – –
SA
31
SRH Advisors
Kansas
$23K – – –
CA
32
CoreCap Advisors
Michigan
$19K +$19.7K +839 New
APA
33
American Portfolios Advisors
New York
$18.2K – – –
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$9K – – –
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$4K +$4.59K +196 New
Truist Financial
36
Truist Financial
North Carolina
– -$259K -10,801 Closed
CI
37
CX Institutional
Indiana
– -$52K -2,151 Closed
ETI
38
Enterprise Trust & Investment
California
– -$46K -1,900 Closed
HI
39
Harbour Investments
Wisconsin
– -$40K -1,663 Closed
FIA
40
FNY Investment Advisers
New York
– -$31K -1,300 Closed
Citigroup
41
Citigroup
New York
– -$10K -399 Closed
Fidelity Investments
42
Fidelity Investments
Massachusetts
– +$23 +1 New
1
2

FLC Hedge Fund Activity: Q4 2021 in Review

36 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q4 2021, worth a combined $28.2M — down 7.7% from $30.5M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FLC and 5 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 12 added.

The largest buyer was Wolverine Asset Management, adding an estimated $461K. The largest seller was Sowell Financial Services, cutting an estimated $1.44M.

  • 36 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q4 2021, down from 39 in Q3 2021.
  • Funds reported $28.2M of Flaherty & Crumrine Total Return Fund stock for Q4 2021, down 7.7% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Total Return Fund positions in Q4 2021 and 7 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q4 2021 was Wolverine Asset Management, an estimated $461K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q4 2021 was Sowell Financial Services, an estimated $1.44M sold.

Based on aggregated 13F filings for Q4 2021.