FNY Investment Advisers’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

FNY Investment Advisers’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,300	Closed	-$31K	–	640
2021 Q3	$31K	Buy	+1,300	New	+$31.2K	0.01%	429
2019 Q4	–	Sell	-371	Closed	-$8K	–	887
2019 Q3	$8K	Buy	+371	New	+$7.91K	﹤0.01%	603

Other funds holding FLC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.88B AUM 29.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FNY Investment Advisers's FLC Position: Q4 2021 in Review

FNY Investment Advisers sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q4 2021, closing a stake of 1,300 shares — an estimated $31K sold.

FNY Investment Advisers first reported a position in FLC in Q3 2019 and held it in 2 quarters. The position peaked at $31K in Q3 2021. 36 funds tracked by Wall St. Rank hold FLC as of Q4 2021.

FNY Investment Advisers reported no remaining Flaherty & Crumrine Total Return Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 1,300 Flaherty & Crumrine Total Return Fund shares in Q4 2021, an estimated $31K.
FNY Investment Advisers first reported a position in Flaherty & Crumrine Total Return Fund in Q3 2019 and held it in 2 quarters.
FNY Investment Advisers's Flaherty & Crumrine Total Return Fund position peaked at $31K in Q3 2021.
36 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.