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FLC

Flaherty & Crumrine Total Return Fund
FLC

37 hedge funds and large institutions have $32.6M invested in Flaherty & Crumrine Total Return Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $31.3M → $32.6M (+$1.23M)

0.04% more ownership

Funds ownership: 13.25% → 13.3% (+0.04%)

0% more funds holding

Funds holding: 37 → 37 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
37
Holders Change
–
Holders Change %
0%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Sowell Financial Services
Arkansas
+$5.33M
2
SPIA
Steward Partners Investment Advisory
New York
+$372K
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$267K
4
AF
Advisornet Financial
Minnesota
+$87.8K
5
LPL Financial
LPL Financial
California
+$63.8K

Top Sellers

Rank Fund Capital Flow
1
NL
NWAM LLC
Washington
-$4.15M
2
Bank of America
Bank of America
North Carolina
-$1.22M
3
CAN
Claraphi Advisory Network
United States
-$280K
4
SIA
Sit Investment Associates
Minnesota
-$259K
5
KAS
Kestra Advisory Services
Texas
-$250K
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$88K – – –
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$86K – – –
WT
28
Whittier Trust
California
$73K – – –
CIA
29
Cascade Investment Advisors
Oregon
$65.9K – – –
WP
30
WealthShield Partners
North Carolina
$59K +$56.1K +2,405 New
SA
31
SRH Advisors
Kansas
$41K – – –
HI
32
Harbour Investments
Wisconsin
$40K +$38.5K +1,650 New
APA
33
American Portfolios Advisors
New York
$19.8K – – –
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$10K – – –
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$4K – – –
AWA
36
Arkadios Wealth Advisors
Georgia
$1K -$653 -28 -29%
CAN
37
Claraphi Advisory Network
United States
– -$280K -11,847 Closed
KAS
38
Kestra Advisory Services
Texas
– -$250K -10,589 Closed
NWA
39
Navis Wealth Advisors
New York
– -$121K -5,098 Closed
Citigroup
40
Citigroup
New York
– -$51K -2,155 Closed
WC
41
Westwind Capital
New Mexico
– -$7K -305 Closed
Fidelity Investments
42
Fidelity Investments
Massachusetts
– +$23 +1 +100%
1
2

FLC Hedge Fund Activity: Q1 2021 in Review

37 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q1 2021, worth a combined $32.6M — up 3.9% from $31.3M a quarter earlier.

Fund positioning in FLC was balanced in Q1 2021: 5 funds opened new positions, 5 closed out, 10 added to existing stakes and 12 trimmed.

The largest buyer was Sowell Financial Services, opening a new position worth an estimated $5.33M. The largest seller was NWAM LLC, cutting an estimated $4.15M.

  • 37 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $32.6M of Flaherty & Crumrine Total Return Fund stock for Q1 2021, up 3.9% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Total Return Fund positions in Q1 2021 and 5 closed out, a net change of 0 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q1 2021 was Sowell Financial Services, an estimated $5.33M added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q1 2021 was NWAM LLC, an estimated $4.15M sold.

Based on aggregated 13F filings for Q1 2021.