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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

69 hedge funds and large institutions have $181M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.56% less ownership

Funds ownership: 64.03% → 63.47% (-0.56%)

5% less funds holding

Funds holding: 73 → 69 (-4)

15% less capital invested

Capital invested by funds: $214M → $181M (-$33M)

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
12
Increased
21
Reduced
26
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OMC
Old Mission Capital
Illinois
+$4.22M
2
AAP
Arax Advisory Partners
Colorado
+$3.11M
3
IAA
Independent Advisor Alliance
North Carolina
+$2.91M
4
MFG
Merit Financial Group
Georgia
+$2.73M
5
Jane Street
Jane Street
New York
+$2.19M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$13.9M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$5.29M
3
AFA
AllGen Financial Advisors
Florida
-$2.72M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.67M
5
Morgan Stanley
Morgan Stanley
New York
-$2.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
51
Spire Wealth Management
Virginia
$185K +$587 +15 +0.3%
PB
52
Pinnacle Bancorp
Nebraska
$184K – – –
PS
53
Principal Securities
Iowa
$180K +$7.32K +187 +4%
JP Morgan Chase
54
JP Morgan Chase
New York
$82.5K -$470 -12 -0.5%
Comerica Bank
55
Comerica Bank
Texas
$75.6K -$3.33K -85 -4%
GRP
56
Global Retirement Partners
California
$49.5K -$7.83K -200 -13%
BTI
57
Blue Trust Inc
Georgia
$42.9K +$41.2K +1,052 +1,238%
IWM
58
IMG Wealth Management
Florida
$22.7K +$23.5K +601 New
HCP
59
Hexagon Capital Partners
Arkansas
$15.7K – – –
FFA
60
Farther Finance Advisors
California
$14.1K – – –
HI
61
Harbour Investments
Wisconsin
$13.4K -$5.09K -130 -27%
AF
62
Allworth Financial
California
$5.07K – – –
PIS
63
POM Investment Strategies
North Carolina
$3.92K – – –
CFB
64
Cullen/Frost Bankers
Texas
$3.85K +$3.99K +102 New
IA
65
IFP Advisors
Florida
$2.26K – – –
Russell Investments Group
66
Russell Investments Group
United Kingdom
$2.15K -$274 -7 -11%
DCM
67
Davis Capital Management
Florida
$1.28K – – –
Citigroup
68
Citigroup
New York
$943 – – –
JWA
69
JFS Wealth Advisors
Pennsylvania
$40 – – –
AFA
70
AllGen Financial Advisors
Florida
– -$2.72M -66,104 Closed
FTUS
71
Flow Traders U.S.
New York
– -$1.43M -34,822 Closed
Bank of America
72
Bank of America
North Carolina
– -$1.16M -28,316 Closed
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
– -$956K -23,263 Closed
WWM
74
Western Wealth Management
Colorado
– -$241K -5,859 Closed
ASN
75
Advisory Services Network
Georgia
– -$236K -5,820 Closed
1 2
3
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FEMS Hedge Fund Activity: Q4 2024 in Review

69 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q4 2024, worth a combined $181M — down 15% from $214M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FEMS positions and 10 closed out — a net gain of 2 holders — while 21 added to existing stakes and 26 trimmed.

The largest buyer was Old Mission Capital, adding an estimated $4.22M. The largest seller was Wells Fargo, cutting an estimated $13.9M.

  • 69 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q4 2024, down from 73 in Q3 2024.
  • Funds reported $181M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q4 2024, down 15% quarter-over-quarter.
  • 12 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q4 2024 and 10 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q4 2024 was Old Mission Capital, an estimated $4.22M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q4 2024 was Wells Fargo, an estimated $13.9M sold.

Based on aggregated 13F filings for Q4 2024.