First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
46 hedge funds and large institutions have $74.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 11 closing their positions.
32% more capital invested
Capital invested by funds: $56.8M → $74.7M (+$17.9M)
20.47% more ownership
Funds ownership: 39.55% → 60.02% (+20%)
18% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 11
15% more repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 13
0% more funds holding
Funds holding: 46 → 46 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AFA
American Financial Advisors
Marietta,
Georgia
|
+$21.1M |
| 2 |
RW
RVW Wealth
Los Angeles,
California
|
+$7.05M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$5.86M |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$4.89M |
| 5 |
Jane Street
New York
|
+$3.07M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$2.87M |
| 2 |
Morgan Stanley
New York
|
-$2.44M |
| 3 |
GVAG
Great Valley Advisor Group
Wilmington,
Delaware
|
-$1.8M |
| 4 |
IAA
Independent Advisor Alliance
Charlotte,
North Carolina
|
-$1.63M |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$557K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Truist Financial
Charlotte,
North Carolina
| – | -$256K | -6,475 | Closed |
|
|
QCIG
52
Quad-Cities Investment Group
Davenport,
Iowa
| – | -$236K | -5,945 | Closed |
|
|
ASN
53
Advisory Services Network
Atlanta,
Georgia
| – | -$25K | -634 | Closed |
|
|
TRCT
54
Tower Research Capital (TRC)
New York
| – | -$8K | -200 | Closed |
|
55
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$3K | -68 | Closed |
|
56
Rockefeller Capital Management
New York
| – | +$588 | +17 | New |
|
FEMS Hedge Fund Activity: Q1 2020 in Review
46 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2020, worth a combined $74.7M — up 32% from $56.8M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new FEMS positions and 11 closed out — a net gain of 2 holders — while 15 added to existing stakes and 13 trimmed.
The largest buyer was American Financial Advisors, opening a new position worth an estimated $21.1M. The largest seller was Royal Bank of Canada, cutting an estimated $2.87M.
- 46 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2020, unchanged from Q4 2019.
- Funds reported $74.7M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2020, up 32% quarter-over-quarter.
- 13 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2020 and 11 closed out, a net change of +2 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2020 was American Financial Advisors, an estimated $21.1M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2020 was Royal Bank of Canada, an estimated $2.87M sold.
Based on aggregated 13F filings for Q1 2020.