Rockefeller Capital Management’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Rockefeller Capital Management’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-18	Closed	–	–	4188
2022 Q1	$0	Hold	18	–	–	﹤0.01%	3921
2021 Q4	$0	Hold	18	–	–	﹤0.01%	3830
2021 Q3	$0	Hold	18	–	–	﹤0.01%	3729
2021 Q2	$0	Buy	18 +1	+6%	+$46	﹤0.01%	3486
2021 Q1	$0	Hold	17	–	–	﹤0.01%	3282
2020 Q4	$0	Hold	17	–	–	﹤0.01%	2897
2020 Q3	$0	Hold	17	–	–	﹤0.01%	2640
2020 Q2	$1K	Hold	17	–	–	﹤0.01%	2440
2020 Q1	$0	Buy	+17	New	+$588	﹤0.01%	2386

Other funds holding FEMS

626 Financial Portage, Michigan $224M AUM 17.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVW Wealth Los Angeles, California $1.52B AUM 23.06% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AAM

Ameraudi Asset Management New York $184M AUM 15.4% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Rockefeller Capital Management's FEMS Position: Q2 2022 in Review

Rockefeller Capital Management sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q2 2022, closing a stake of 18 shares.

Rockefeller Capital Management first reported a position in FEMS in Q1 2020 and held it in 9 quarters. The position peaked at $1K in Q2 2020. 46 funds tracked by Wall St. Rank hold FEMS as of Q2 2022.

Rockefeller Capital Management reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q2 2022 after selling out during the quarter.
Rockefeller Capital Management sold 18 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q2 2022.
Rockefeller Capital Management first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q1 2020 and held it in 9 quarters.
Rockefeller Capital Management's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $1K in Q2 2020.
46 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q2 2022.

Based on Rockefeller Capital Management's 13F filing for Q2 2022, filed 12 Aug 2022.