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First Trust Emerging Markets Small Cap AlphaDEX Fund

41 hedge funds and large institutions have $69.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less funds holding

Funds holding: 4241 (-1)

4.39% less ownership

Funds ownership: 56.21%51.82% (-4.4%)

10% less capital invested

Capital invested by funds: $77.3M → $69.7M (-$7.58M)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

53% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 19

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
9
Reduced
19
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCWA
26
Ten Capital Wealth Advisors
Washington
$249K +$260K +7,412 New
MRCM
27
M&R Capital Management
New Jersey
$242K -$4.2K -120 -2%
3AM
28
3D Asset Management
Connecticut
$238K
Citadel Advisors
29
Citadel Advisors
Florida
$231K -$4.8M -137,086 -95%
CFGS
30
Concourse Financial Group Securities
Alabama
$105K +$90.8K +2,592 +481%
HWM
31
Holloway Wealth Management
Florida
$92K
PFS
32
Prospera Financial Services
Texas
$54K +$55.9K +1,595 New
GRP
33
Global Retirement Partners
California
$52K
AWA
34
Arkadios Wealth Advisors
Georgia
$26.4K +$315 +9 +1%
AIP
35
Ameritas Investment Partners
Nebraska
$24K
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$21K +$22.3K +638 New
SPIA
37
Steward Partners Investment Advisory
New York
$18K +$1.23K +35 +7%
HCP
38
Hexagon Capital Partners
Arkansas
$13K +$14.6K +416 New
APA
39
American Portfolios Advisors
New York
$5.04K
LFG
40
Larson Financial Group
Missouri
$2K -$70 -2 -3%
IA
41
IFP Advisors
Florida
$2K
TI
42
tru Independence
Oregon
-$1.12K -44,385 Closed
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
-$462K -14,211 Closed
CWM
44
Cornerstone Wealth Management
Missouri
-$245K -7,513 Closed
PAG
45
Private Advisor Group
New Jersey
-$136K -4,191 Closed
SFPG
46
Stonebridge Financial Planning Group
Florida
-$10K -300 Closed
VFA
47
Valeo Financial Advisors
Indiana
-$6K -173 Closed
BFEC
48
Benjamin F. Edwards & Company
Missouri
-$1K -36 Closed

FEMS Hedge Fund Activity: Q3 2020 in Review

41 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2020, worth a combined $69.7M — down 9.8% from $77.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FEMS and 6 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 9 added.

The largest buyer was Jane Street, adding an estimated $1.04M. The largest seller was Citadel Advisors, cutting an estimated $4.8M.

  • 41 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2020, down from 42 in Q2 2020.
  • Funds reported $69.7M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2020, down 9.8% quarter-over-quarter.
  • 6 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2020 and 7 closed out, a net change of -1 holder.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2020 was Jane Street, an estimated $1.04M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2020 was Citadel Advisors, an estimated $4.8M sold.

Based on aggregated 13F filings for Q3 2020.