First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
28 hedge funds and large institutions have $43M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 2 closing their positions.
160% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 5
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
65% more capital invested
Capital invested by funds: $26M → $43M (+$16.9M)
41.4% more ownership
Funds ownership: 83.42% → 124.82% (+41%)
12% more funds holding
Funds holding: 25 → 28 (+3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$8.51M |
| 2 |
3AM
3D Asset Management
Hartford,
Connecticut
|
+$4.79M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.92M |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
+$638K |
| 5 |
VKH
Virtu KCG Holdings
New York
|
+$391K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$1.15M |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$795K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$745K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$197K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$37.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NFG
26
Next Financial Group
Houston,
Texas
| $5K | – | – | – |
|
27
Creative Planning
Overland Park,
Kansas
| $5K | +$2.45K | +76 | +112% |
|
|
28
Jane Street
New York
| – | -$1.15M | -38,869 | Closed |
|
|
OMC
29
Old Mission Capital
Chicago,
Illinois
| – | -$795K | -26,772 | Closed |
|
FEMS Hedge Fund Activity: Q3 2016 in Review
28 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2016, worth a combined $43M — up 65% from $26M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FEMS positions and 2 closed out — a net gain of 3 holders — while 13 added to existing stakes and 5 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $8.51M. The largest seller was Jane Street, exiting entirely with an estimated $1.15M sold.
- 28 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2016, up from 25 in Q2 2016.
- Funds reported $43M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2016, up 65% quarter-over-quarter.
- 5 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2016 and 2 closed out, a net change of +3 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2016 was Morgan Stanley, an estimated $8.51M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2016 was Jane Street, an estimated $1.15M sold.
Based on aggregated 13F filings for Q3 2016.