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First Trust Emerging Markets Small Cap AlphaDEX Fund

24 hedge funds and large institutions have $54.7M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 2

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

35% more capital invested

Capital invested by funds: $40.5M → $54.7M (+$14.1M)

26% more funds holding

Funds holding: 1924 (+5)

6.08% less ownership

Funds ownership: 65.05%58.97% (-6.1%)

Holders
24
Holders Change
+5
Holders Change %
+26.32%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
12
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
26
First Horizon Advisors
Tennessee
-$712K -19,053 Closed
SI
27
Stephens Inc
Arkansas
-$208K -5,677 Closed
BRWM
28
B. Riley Wealth Management
Tennessee
-$14.4K -390 Closed

FEMS Hedge Fund Activity: Q2 2014 in Review

24 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2014, worth a combined $54.7M — up 35% from $40.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FEMS positions and 4 closed out — a net gain of 5 holders — while 12 added to existing stakes and 2 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $10.3M. The largest seller was Hays Advisory, exiting entirely with an estimated $8.43M sold.

  • 24 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2014, up from 19 in Q1 2014.
  • Funds reported $54.7M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2014, up 35% quarter-over-quarter.
  • 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2014 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2014 was Susquehanna International Group, an estimated $10.3M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2014 was Hays Advisory, an estimated $8.43M sold.

Based on aggregated 13F filings for Q2 2014.