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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
FF
76
FourThought Financial
Florida
$19K – – –
SNT
77
Security National Trust
West Virginia
$17K – – –
SWA
78
SOA Wealth Advisors
New York
$15K -$5.1K -303 -25%
EVM
79
Eaton Vance Management
Massachusetts
$15K +$14.5K +864 New
CFGS
80
Concourse Financial Group Securities
Alabama
$13K – – –
LWM
81
Liberty Wealth Management
California
$13K +$219 +13 +2%
NFG
82
Next Financial Group
Texas
$10K – – –
SIS
83
Sound Income Strategies
Florida
$10K – – –
GWM
84
Geneos Wealth Management
Colorado
$7K -$1.31K -78 -15%
EIP
85
Ellis Investment Partners
Pennsylvania
$7K – – –
HI
86
Harbour Investments
Wisconsin
$4K – – –
HS
87
Horan Securities
United States
$3K – – –
SFSIG
88
San Francisco Sentry Investment Group
California
$2K – – –
WWM
89
Wolff Wiese Magana
California
$1K – – –
CA
90
Cornerstone Advisors
North Carolina
– -$1.46M -89,757 Closed
LCM
91
Landscape Capital Management
New Jersey
– -$763K -46,935 Closed
HCIA
92
Hochman Cole Investment Advisors
Illinois
– -$696K -42,812 Closed
WAM
93
Wolverine Asset Management
Illinois
– -$263K -16,188 Closed
LFF
94
Level Four Financial
Texas
– -$189K -11,647 Closed
QC
95
Quantedge Capital
Singapore
– -$169K -10,400 Closed
IAIM
96
International Assets Investment Management
Florida
– -$102K -6,702 Closed
EFSCE
97
Enterprise Financial Services Corp (EFSC)
Missouri
– -$65K -4,000 Closed
HWMA
98
Heritage Wealth Management (Arizona)
Arizona
– -$30K -1,866 Closed
SFS
99
Sowell Financial Services
Arkansas
– -$23K -1,350 Closed
SPIA
100
Steward Partners Investment Advisory
New York
– -$13.8K -850 Closed
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