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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
EP
51
Eudaimonia Partners
Tennessee
$229K -$13.1K -778 -5%
Northern Trust
52
Northern Trust
Illinois
$225K -$18.5K -1,100 -8%
ACM
53
AlphaStar Capital Management
North Carolina
$225K – – –
AA
54
AQR Arbitrage
Connecticut
$223K -$655K -38,952 -75%
CWA
55
Capital Wealth Alliance
Arizona
$195K +$757 +45 +0.4%
Walleye Trading
56
Walleye Trading
New York
$193K -$107K -6,390 -36%
ICMP
57
Integrated Capital Management (Pennsylvania)
Pennsylvania
$178K +$177K +10,516 New
TYCC
58
Texas Yale Capital Corp
Florida
$176K – – –
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
Citigroup
60
Citigroup
New York
$134K +$18.1K +1,079 +16%
SWM
61
Spire Wealth Management
Virginia
$133K – – –
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$115K -$3.73K -222 -3%
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$108K – – –
PGWM
64
Parisi Gray Wealth Management
New Jersey
$102K +$101K +6,000 New
US Bancorp
65
US Bancorp
Minnesota
$93K -$22.9K -1,363 -20%
PGAM
66
Princeton Global Asset Management
New Jersey
$91K -$31.7K -1,886 -26%
FIA
67
FNY Investment Advisers
New York
$85K -$31.7K -1,883 -27%
ASN
68
Advisory Services Network
Georgia
$73K +$72.3K +4,296 New
Rockefeller Capital Management
69
Rockefeller Capital Management
New York
$68K +$320 +19 +0.5%
PFGIA
70
Patriot Financial Group Insurance Agency
Massachusetts
$57K +$488 +29 +0.9%
AWA
71
Arkadios Wealth Advisors
Georgia
$51K +$44.7K +2,655 +688%
BWP
72
Baldwin Wealth Partners
Massachusetts
$44K – – –
PB
73
Pinnacle Bancorp
Nebraska
$37K – – –
APA
74
American Portfolios Advisors
New York
$33.1K – – –
TFGT
75
TS Financial Group (TSFG)
Illinois
$29K – – –