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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
CCM
51
Covington Capital Management
California
$275K +$260K +16,954 New
WAM
52
Wolverine Asset Management
Illinois
$263K -$370K -24,097 -60%
Northern Trust
53
Northern Trust
Illinois
$233K +$220K +14,336 New
EP
54
Eudaimonia Partners
Tennessee
$231K -$7.56K -492 -3%
ACM
55
AlphaStar Capital Management
North Carolina
$215K +$200K +12,996 New
LFF
56
Level Four Financial
Texas
$189K -$181K -11,767 -50%
CWA
57
Capital Wealth Alliance
Arizona
$187K +$12.1K +787 +7%
QC
58
Quantedge Capital
Singapore
$169K -$115K -7,500 -42%
TYCC
59
Texas Yale Capital Corp
Florida
$168K – – –
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
SWM
61
Spire Wealth Management
Virginia
$127K +$120K +7,837 New
PGAM
62
Princeton Global Asset Management
New Jersey
$118K +$87.1K +5,671 +361%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$114K +$3.41K +222 +3%
Citigroup
64
Citigroup
New York
$111K -$177K -11,545 -63%
US Bancorp
65
US Bancorp
Minnesota
$111K -$23.4K -1,524 -18%
FIA
66
FNY Investment Advisers
New York
$111K +$106K +6,883 New
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$103K – – –
IAIM
68
International Assets Investment Management
Florida
$102K – – –
EFSCE
69
Enterprise Financial Services Corp (EFSC)
Missouri
$65K – – –
Rockefeller Capital Management
70
Rockefeller Capital Management
New York
$65K +$44.5K +2,898 +262%
PFGIA
71
Patriot Financial Group Insurance Agency
Massachusetts
$54K +$6.15K +400 +14%
BWP
72
Baldwin Wealth Partners
Massachusetts
$42K – – –
PB
73
Pinnacle Bancorp
Nebraska
$35K – – –
APA
74
American Portfolios Advisors
New York
$31.6K – – –
HWMA
75
Heritage Wealth Management (Arizona)
Arizona
$30K +$28.7K +1,866 New