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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$590K -$33.6K -1,906 -5%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$556K +$550K +31,211 New
AG
28
Advisor Group
Arizona
$493K +$61.5K +3,487 +14%
PA
29
Pinnacle Associates
New York
$486K -$198K -11,250 -29%
SWP
30
Stratos Wealth Partners
Ohio
$476K -$38.8K -2,200 -8%
Stifel Financial
31
Stifel Financial
Missouri
$420K +$18.2K +1,034 +5%
KeyBank National Association
32
KeyBank National Association
Ohio
$363K -$31.7K -1,800 -8%
DAS
33
Dynamic Advisor Solutions
Arizona
$339K +$13.6K +769 +4%
WS
34
Wedbush Securities
California
$252K +$5.59K +317 +2%
FHA
35
Flagship Harbor Advisors
Massachusetts
$235K -$5.29K -300 -2%
PFA
36
Pettinga Financial Advisors
Indiana
$224K – – –
MA
37
Montag & Associates
Georgia
$214K – – –
MML Investors Services
38
MML Investors Services
Massachusetts
$203K -$127K -7,177 -39%
VFA
39
Valeo Financial Advisors
Indiana
$192K – – –
TYCC
40
Texas Yale Capital Corp
Florida
$185K – – –
EFSCE
41
Enterprise Financial Services Corp (EFSC)
Missouri
$183K – – –
RJT
42
Raymond James Trust
Florida
$182K – – –
SPIA
43
Steward Partners Investment Advisory
New York
$158K -$35.7K -2,023 -19%
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$128K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$113K – – –
GWM
47
Geneos Wealth Management
Colorado
$113K – – –
PFGIA
48
Patriot Financial Group Insurance Agency
Massachusetts
$71K -$17.6K -1,000 -20%
SNT
49
Security National Trust
West Virginia
$53K – – –
US Bancorp
50
US Bancorp
Minnesota
$50K – – –