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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$664K -$53K -3,740 -8%
RCM
27
Robinson Capital Management
Michigan
$620K +$1.16K +82 +0.2%
BCA
28
Benchmark Capital Advisors
New York
$574K +$21.3K +1,500 +4%
SCM
29
Schnieders Capital Management
California
$554K -$2.83K -200 -0.5%
KeyBank National Association
30
KeyBank National Association
Ohio
$372K – – –
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$364K -$10.9K -769 -3%
ICAS
32
Investors Capital Advisory Services
Massachusetts
$363K -$143K -10,077 -29%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$326K -$6.19K -437 -2%
Bank of New York Mellon
34
Bank of New York Mellon
New York
$254K +$247K +17,423 New
MFS
35
MSI Financial Services
Massachusetts
$205K +$28.1K +1,981 +16%
PA
36
Pinnacle Associates
New York
$204K -$2.03K -143 -1%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$187K -$53.7K -3,792 -23%
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$157K -$3.91K -276 -2%
JMPWA
39
JP Morgan Private Wealth Advisors
California
$154K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$129K – – –
IA
41
IFP Advisors
Florida
$114K -$38.7K -2,730 -26%
AG
42
Advisor Group
Arizona
$97K +$96.9K +6,839 New
Creative Planning
43
Creative Planning
Kansas
$88K +$4.25K +300 +5%
Citigroup
44
Citigroup
New York
$54K -$3.36K -237 -6%
SNT
45
Security National Trust
West Virginia
$43K – – –
GWM
46
Geneos Wealth Management
Colorado
$36K – – –
TRCT
47
Tower Research Capital (TRC)
New York
$33K +$32.6K +2,302 New
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$28K -$2.37K -167 -8%
WRM
49
Westport Resources Management
Connecticut
$19K – – –
FNBT
50
FineMark National Bank & Trust
Florida
$19K +$18.4K +1,296 New