We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

Back to rankings

109 hedge funds and large institutions have $178M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

5% more capital invested

Capital invested by funds: $170M → $178M (+$8.51M)

5% more funds holding

Funds holding: 104 → 109 (+5)

0.38% more ownership

Funds ownership: 32.54% → 32.92% (+0.38%)

39% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 41

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
109
Holders Change
+5
Holders Change %
+4.81%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
25
Reduced
41
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$4.67M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
+$2.52M
3
RCM
Rivernorth Capital Management
Florida
+$1.54M
4
Wells Fargo
Wells Fargo
California
+$737K
5
PIWA
Prevail Innovative Wealth Advisors
Kansas
+$541K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$1.95M
2
CA
Cornerstone Advisors
North Carolina
-$1.43M
3
AAM
Advisors Asset Management
Colorado
-$1.39M
4
AA
AQR Arbitrage
Connecticut
-$1.1M
5
GC
Guggenheim Capital
Illinois
-$948K
Name Holding Trade Value Shares
Change 		Change in
Stake
MFG
76
Merit Financial Group
Georgia
$175K -$1.8K -124 -1%
VIPI
77
Vista Investment Partners II
Indiana
$161K – – –
WIA
78
World Investment Advisors
California
$156K – – –
WPA
79
Wealth Preservation Advisors
Tennessee
$122K – – –
PP
80
PFS Partners
New Jersey
$113K +$2.26K +156 +2%
LFG
81
Larson Financial Group
Missouri
$89.3K – – –
PTC
82
Private Trust Company
Ohio
$77.4K – – –
EB
83
Eastern Bank
Massachusetts
$75K – – –
Comerica Bank
84
Comerica Bank
Texas
$65.4K -$102 -7 -0.2%
TPCW
85
TD Private Client Wealth
New York
$52.7K – – –
FFA
86
Farther Finance Advisors
California
$48.8K +$45.9K +3,167 +2,853%
MSWA
87
Marshall & Sterling Wealth Advisors
New York
$42.2K – – –
ASN
88
Advisory Services Network
Georgia
$41.6K +$40.6K +2,797 New
FIA
89
FNY Investment Advisers
New York
$41K – – –
UCB
90
United Community Bank
South Carolina
$38K – – –
KFP
91
Kerr Financial Planning
California
$35.8K +$35.1K +2,419 New
CTC
92
Central Trust Company
Missouri
$29.8K – – –
SS
93
Sunbelt Securities
Texas
$29.8K – – –
SPIA
94
Steward Partners Investment Advisory
New York
$26.8K – – –
SWA
95
SOA Wealth Advisors
New York
$18.4K +$363 +25 +2%
CAM
96
Costello Asset Management
Pennsylvania
$16.8K +$319 +22 +2%
WA
97
WPG Advisers
Maryland
$15.1K +$131 +9 +0.9%
KG
98
Kilter Group
New York
$13.1K +$12.8K +882 New
AAS
99
Ameritas Advisory Services
Nebraska
$12K – – –
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$11.2K – – –
1 2 3
4
5

DIAX Hedge Fund Activity: Q3 2025 in Review

109 of the 7,631 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2025, worth a combined $178M — up 5% from $170M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DIAX positions and 6 closed out — a net gain of 6 holders — while 25 added to existing stakes and 41 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $4.67M. The largest seller was Shaker Financial Services, cutting an estimated $1.95M.

  • 109 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2025, up from 104 in Q2 2025.
  • Funds reported $178M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2025, up 5% quarter-over-quarter.
  • 12 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2025 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2025 was Saba Capital Management, an estimated $4.67M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2025 was Shaker Financial Services, an estimated $1.95M sold.

Based on aggregated 13F filings for Q3 2025.