MSWA
DIAX

Marshall & Sterling Wealth Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Marshall & Sterling Wealth Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-2,837
Closed -$43.3K – 351
2025
Q4 		$43.3K Hold
2,837
– – 0.03% 151
2025
Q3 		$42.2K Hold
2,837
– – 0.03% 189
2025
Q2 		$40.7K Hold
2,837
– – 0.03% 188
2025
Q1 		$41.1K Hold
2,837
– – 0.03% 178
2024
Q4 		$42.7K Buy
+2,837
New +$43K 0.03% 140

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

Marshall & Sterling Wealth Advisors's DIAX Position: Q1 2026 in Review

Marshall & Sterling Wealth Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 2,837 shares — an estimated $43.3K sold.

Marshall & Sterling Wealth Advisors first reported a position in DIAX in Q4 2024 and held it in 5 quarters. The position peaked at $43.3K in Q4 2025. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • Marshall & Sterling Wealth Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • Marshall & Sterling Wealth Advisors sold 2,837 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $43.3K.
  • Marshall & Sterling Wealth Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2024 and held it in 5 quarters.
  • Marshall & Sterling Wealth Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $43.3K in Q4 2025.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on Marshall & Sterling Wealth Advisors's 13F filing for Q1 2026, filed 7 May 2026.