TD Private Client Wealth’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

TD Private Client Wealth’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-3,540	Closed	-$54K	–	1678
2025 Q4	$54K	Hold	3,540	–	–	﹤0.01%	865
2025 Q3	$52.7K	Hold	3,540	–	–	﹤0.01%	847
2025 Q2	$50.8K	Hold	3,540	–	–	﹤0.01%	838
2025 Q1	$51.3K	Buy	+3,540	New	+$53.3K	﹤0.01%	808
2024 Q2	–	Sell	-3,540	Closed	-$51.9K	–	1227
2024 Q1	$51.9K	Hold	3,540	–	–	﹤0.01%	807
2023 Q4	$49.6K	Buy	+3,540	New	+$48.2K	﹤0.01%	818

Other funds holding DIAX

Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return

FAM

Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

TD Private Client Wealth's DIAX Position: Q1 2026 in Review

TD Private Client Wealth sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 3,540 shares — an estimated $54K sold.

TD Private Client Wealth first reported a position in DIAX in Q4 2023 and held it in 6 quarters. The position peaked at $54K in Q4 2025. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

TD Private Client Wealth reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
TD Private Client Wealth sold 3,540 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $54K.
TD Private Client Wealth first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2023 and held it in 6 quarters.
TD Private Client Wealth's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $54K in Q4 2025.
3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on TD Private Client Wealth's 13F filing for Q1 2026, filed 27 Apr 2026.