Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
75 hedge funds and large institutions have $119M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 12 closing their positions.
47% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 17
1% more capital invested
Capital invested by funds: $117M → $119M (+$1.56M)
0.64% more ownership
Funds ownership: 18% → 18.64% (+0.64%)
5% less funds holding
Funds holding: 79 → 75 (-4)
25% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$3.86M |
| 2 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$843K |
| 3 |
Millennium Management
New York
|
+$619K |
| 4 |
Morgan Stanley
New York
|
+$511K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$425K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$1.01M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$743K |
| 3 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$734K |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$472K |
| 5 |
NA
NewEdge Advisors
New Orleans,
Louisiana
|
-$340K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SFSIG
76
San Francisco Sentry Investment Group
San Francisco,
California
| $2K | – | – | – |
|
|
GC
77
Guggenheim Capital
Chicago,
Illinois
| – | -$1.01M | -56,125 | Closed |
|
|
78
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$734K | -40,784 | Closed |
|
|
NA
79
NewEdge Advisors
New Orleans,
Louisiana
| – | -$340K | -18,885 | Closed |
|
|
BRWM
80
B. Riley Wealth Management
Memphis,
Tennessee
| – | -$186K | -10,315 | Closed |
|
|
PGWM
81
Parisi Gray Wealth Management
Mendham,
New Jersey
| – | -$113K | -6,263 | Closed |
|
|
AWM
82
Aevitas Wealth Management
Wellesley Hills,
Massachusetts
| – | -$106K | -5,930 | Closed |
|
|
RFC
83
Regions Financial Corp
Birmingham,
Alabama
| – | -$30K | -1,641 | Closed |
|
|
MFW
84
Mosaic Family Wealth
St. Louis,
Missouri
| – | -$18K | -1,000 | Closed |
|
|
SWM
85
SeaCrest Wealth Management
Purchase,
New York
| – | -$9K | -500 | Closed |
|
|
SIM
86
Sonora Investment Management
Tucson,
Arizona
| – | -$7K | -400 | Closed |
|
|
CCM
87
Cribstone Capital Management
Augusta,
Maine
| – | -$5K | -291 | Closed |
|
DIAX Hedge Fund Activity: Q2 2019 in Review
75 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2019, worth a combined $119M — up 1.3% from $117M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of DIAX and 9 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 25 added.
The largest buyer was Shaker Financial Services, adding an estimated $3.86M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $1.01M sold.
- 75 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2019, down from 79 in Q1 2019.
- Funds reported $119M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2019, up 1.3% quarter-over-quarter.
- 9 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2019 and 12 closed out, a net change of -3 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2019 was Shaker Financial Services, an estimated $3.86M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2019 was Guggenheim Capital, an estimated $1.01M sold.
Based on aggregated 13F filings for Q2 2019.