SIM
DIAX

Sonora Investment Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Sonora Investment Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-400
Closed -$7K – 1678
2019
Q1 		$7K Buy
+400
New +$7.04K ﹤0.01% 1157

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Sonora Investment Management's DIAX Position: Q2 2019 in Review

Sonora Investment Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2019, closing a stake of 400 shares — an estimated $7K sold.

Sonora Investment Management first reported a position in DIAX in Q1 2019 and held it in 1 quarter. The position peaked at $7K in Q1 2019. 75 funds tracked by Wall St. Rank hold DIAX as of Q2 2019.

  • Sonora Investment Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2019 after selling out during the quarter.
  • Sonora Investment Management sold 400 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2019, an estimated $7K.
  • Sonora Investment Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2019 and held it in 1 quarter.
  • Sonora Investment Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $7K in Q1 2019.
  • 75 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2019.

Based on Sonora Investment Management's 13F filing for Q2 2019, filed 19 Jul 2019.