Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
57 hedge funds and large institutions have $90.3M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 3 closing their positions.
233% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 3
21% more capital invested
Capital invested by funds: $74.4M → $90.3M (+$15.9M)
20% more repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 15
12% more funds holding
Funds holding: 51 → 57 (+6)
3.11% more ownership
Funds ownership: 13.39% → 16.5% (+3.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
1832 Asset Management
Toronto,
Ontario, Canada
|
+$4.07M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$3.58M |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$2.52M |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$2.35M |
| 5 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
+$1.39M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$1.9M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$572K |
| 3 |
DA
Doliver Advisors
Houston,
Texas
|
-$293K |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$169K |
| 5 |
Cohen & Steers
New York
|
-$130K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PSI
51
Pinnacle Summer Investments
Fairfax,
Virginia
| $19K | – | – | – |
|
|
NFG
52
Next Financial Group
Houston,
Texas
| $18K | – | – | – |
|
|
WA
53
WFG Advisors
Dallas,
Texas
| $8K | -$61.8K | -4,001 | -88% |
|
|
DADC
54
D.A. Davidson & Co
Great Falls,
Montana
| $7K | +$8.1K | +525 | New |
|
|
SA
55
SRH Advisors
Salina,
Kansas
| $5K | – | – | – |
|
|
SC
56
Searle & Co
Greenwich,
Connecticut
| $3K | – | – | – |
|
|
KTC
57
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
| $1K | – | – | – |
|
|
58
Janney Montgomery Scott
Philadelphia,
Pennsylvania
| – | -$169K | -10,957 | Closed |
|
|
BRWA
59
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$105 | -6,820 | Closed |
|
|
MPWT
60
MassMutual Private Wealth & Trust
Windsor,
Connecticut
| – | -$13.3K | -864 | Closed |
|
DIAX Hedge Fund Activity: Q1 2015 in Review
57 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2015, worth a combined $90.3M — up 21% from $74.4M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new DIAX positions and 3 closed out — a net gain of 7 holders — while 18 added to existing stakes and 15 trimmed.
The largest buyer was 1832 Asset Management, opening a new position worth an estimated $4.07M. The largest seller was Commonwealth Equity Services, cutting an estimated $1.9M.
- 57 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2015, up from 51 in Q4 2014.
- Funds reported $90.3M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2015, up 21% quarter-over-quarter.
- 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2015 and 3 closed out, a net change of +7 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2015 was 1832 Asset Management, an estimated $4.07M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2015 was Commonwealth Equity Services, an estimated $1.9M sold.
Based on aggregated 13F filings for Q1 2015.