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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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82 hedge funds and large institutions have $166M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more capital invested

Capital invested by funds: $138M → $166M (+$28.8M)

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

19% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 27

5.09% more ownership

Funds ownership: 27.59% → 32.68% (+5.1%)

1% more funds holding

Funds holding: 81 → 82 (+1)

Holders
82
Holders Change
+1
Holders Change %
+1.23%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
32
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$15.4M
2
CA
Cornerstone Advisors
North Carolina
+$2.53M
3
1CP
1607 Capital Partners
Virginia
+$2.09M
4
Bank of America
Bank of America
North Carolina
+$2.09M
5
AA
AQR Arbitrage
Connecticut
+$1.27M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.47M
2
DADC
D.A. Davidson & Co
Montana
-$626K
3
UBS Group
UBS Group
Switzerland
-$582K
4
Ameriprise
Ameriprise
Minnesota
-$569K
5
LPL Financial
LPL Financial
California
-$407K
Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$1.22M +$591K +43,340 +99%
PAS
27
Park Avenue Securities
New York
$1.2M +$14K +1,026 +1%
IWC
28
Integrated Wealth Concepts
Massachusetts
$1.19M -$139K -10,228 -11%
DADC
29
D.A. Davidson & Co
Montana
$1.03M -$626K -45,953 -38%
LSC
30
Logan Stone Capital
Illinois
$995K +$968K +71,040 New
FAM
31
Formidable Asset Management
Ohio
$964K – – –
SDAM
32
Shulman DeMeo Asset Management
New York
$853K -$3.11K -228 -0.4%
AWS
33
Atria Wealth Solutions
New York
$756K +$39.8K +2,923 +6%
BRWA
34
B. Riley Wealth Advisors
Florida
$719K +$87.2K +6,401 +14%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$710K +$29.5K +2,167 +4%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$587K +$27.3K +2,004 +5%
DAS
37
Dynamic Advisor Solutions
Arizona
$561K -$79.3K -5,821 -13%
CAN
38
Cetera Advisor Networks
California
$553K +$25.8K +1,895 +5%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$527K +$57.7K +4,232 +13%
NFG
40
Nations Financial Group
Iowa
$494K – – –
WAM
41
Weiss Asset Management
Massachusetts
$456K +$444K +32,607 New
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$441K -$14.3K -1,047 -3%
SC
43
Stolper & Co
Oklahoma
$436K +$13K +955 +3%
KWM
44
Kingsview Wealth Management
Oregon
$420K -$4.03K -296 -1%
EC
45
Elequin Capital
New York
$408K +$166K +12,194 +72%
IFWM
46
Institute for Wealth Management
Colorado
$403K -$46.3K -3,398 -11%
DI
47
DFPG Investments
Utah
$393K -$7.28K -534 -2%
WS
48
Wedbush Securities
California
$379K +$3.26K +239 +0.9%
NS
49
NBC Securities
Alabama
$347K -$8.57K -629 -2%
LWL
50
Leo Wealth LLC
Texas
$322K +$313K +23,000 New
1
2
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DIAX Hedge Fund Activity: Q4 2023 in Review

82 of the 6,864 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2023, worth a combined $166M — up 21% from $138M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DIAX positions and 10 closed out — a net gain of 2 holders — while 32 added to existing stakes and 27 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.4M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $1.47M.

  • 82 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2023, up from 81 in Q3 2023.
  • Funds reported $166M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2023, up 21% quarter-over-quarter.
  • 12 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2023 and 10 closed out, a net change of +2 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2023 was Morgan Stanley, an estimated $15.4M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2023 was Raymond James Financial Services Advisors, an estimated $1.47M sold.

Based on aggregated 13F filings for Q4 2023.