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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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73 hedge funds and large institutions have $110M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

0.36% less ownership

Funds ownership: 22.74% → 22.38% (-0.36%)

9% less funds holding

Funds holding: 80 → 73 (-7)

13% less capital invested

Capital invested by funds: $126M → $110M (-$16.3M)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
73
Holders Change
-7
Holders Change %
-8.75%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
29
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MML Investors Services
MML Investors Services
Massachusetts
+$7.25M
2
Morgan Stanley
Morgan Stanley
New York
+$1.03M
3
LPL Financial
LPL Financial
California
+$1.02M
4
Bank of America
Bank of America
North Carolina
+$877K
5
AWS
Atria Wealth Solutions
New York
+$835K

Top Sellers

Rank Fund Capital Flow
1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$7.49M
2
1CP
1607 Capital Partners
Virginia
-$1.8M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.37M
4
PAS
Park Avenue Securities
New York
-$1.29M
5
GC
Guggenheim Capital
Illinois
-$817K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$728K +$81K +5,227 +11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$682K +$31.2K +2,015 +4%
NFG
28
Nations Financial Group
Iowa
$532K -$2.48K -160 -0.4%
SC
29
Stolper & Co
Oklahoma
$457K +$16.8K +1,087 +3%
DAS
30
Dynamic Advisor Solutions
Arizona
$455K +$112K +7,200 +27%
KWM
31
Kingsview Wealth Management
Oregon
$452K -$3.75K -242 -0.7%
IFWM
32
Institute for Wealth Management
Colorado
$439K -$3.49K -225 -0.7%
CAN
33
Cetera Advisor Networks
California
$416K +$20.3K +1,310 +4%
BWA
34
BDO Wealth Advisors
Florida
$396K – – –
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$385K +$14.9K +960 +3%
MCC
36
Money Concepts Capital
Florida
$373K +$360K +23,236 +528%
WS
37
Wedbush Securities
California
$363K +$4.03K +260 +1%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$332K +$6.55K +423 +2%
LOIM
39
Liberty One Investment Management
Illinois
$330K -$205K -13,240 -35%
BRWA
40
B. Riley Wealth Advisors
Florida
$328K +$376K +24,247 New
Truist Financial
41
Truist Financial
North Carolina
$289K -$37.8K -2,440 -10%
KeyBank National Association
42
KeyBank National Association
Ohio
$275K – – –
PA
43
Pinnacle Associates
New York
$264K – – –
9WM
44
9258 Wealth Management
Ohio
$243K -$21.2K -1,369 -7%
OFG
45
OTA Financial Group
New York
$229K +$264K +17,026 New
ACM
46
AlphaStar Capital Management
North Carolina
$206K – – –
CCM
47
Covington Capital Management
California
$196K – – –
EP
48
Eudaimonia Partners
Tennessee
$193K +$3.78K +244 +2%
IA
49
IFP Advisors
Florida
$182K +$5.48K +354 +4%
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$181K +$77 +5 +0%
1
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DIAX Hedge Fund Activity: Q3 2022 in Review

73 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2022, worth a combined $110M — down 13% from $126M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of DIAX and 5 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 29 added.

The largest buyer was MML Investors Services, opening a new position worth an estimated $7.25M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $7.49M.

  • 73 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2022, down from 80 in Q2 2022.
  • Funds reported $110M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2022, down 13% quarter-over-quarter.
  • 5 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2022 and 11 closed out, a net change of -6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2022 was MML Investors Services, an estimated $7.25M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2022 was Northwestern Mutual Wealth Management, an estimated $7.49M sold.

Based on aggregated 13F filings for Q3 2022.