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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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69 hedge funds and large institutions have $124M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $108M → $124M (+$15.5M)

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

1% more funds holding

Funds holding: 68 → 69 (+1)

1.1% more ownership

Funds ownership: 16.14% → 17.24% (+1.1%)

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$3.12M
2
OA
Oxbow Advisors
Texas
+$1.98M
3
Morgan Stanley
Morgan Stanley
New York
+$1.6M
4
PAG
Private Advisor Group
New Jersey
+$1.24M
5
AAM
Advisors Asset Management
Colorado
+$734K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$1.06M
2
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$511K
3
RJA
Raymond James & Associates
Florida
-$466K
4
Wells Fargo
Wells Fargo
California
-$321K
5
CA
Calton & Associates
Florida
-$258K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$631K -$43.9K -2,292 -7%
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$604K -$511K -26,629 -47%
NFG
28
Nations Financial Group
Iowa
$564K – – –
SWP
29
Stratos Wealth Partners
Ohio
$446K +$70.9K +3,700 +20%
KeyBank National Association
30
KeyBank National Association
Ohio
$439K – – –
NA
31
NewEdge Advisors
Louisiana
$423K +$409K +21,355 New
DAS
32
Dynamic Advisor Solutions
Arizona
$409K -$19.7K -1,028 -5%
IA
33
IFP Advisors
Florida
$342K +$136K +7,095 +70%
AG
34
Advisor Group
Arizona
$314K -$19.5K -1,015 -6%
MML Investors Services
35
MML Investors Services
Massachusetts
$308K +$298K +15,557 New
FHA
36
Flagship Harbor Advisors
Massachusetts
$290K – – –
Stifel Financial
37
Stifel Financial
Missouri
$285K +$81.2K +4,236 +42%
MA
38
Montag & Associates
Georgia
$233K – – –
TYCC
39
Texas Yale Capital Corp
Florida
$205K – – –
RJT
40
Raymond James Trust
Florida
$201K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$150K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$144K +$18K +938 +15%
SPIA
43
Steward Partners Investment Advisory
New York
$138K – – –
GWM
44
Geneos Wealth Management
Colorado
$125K +$71.8K +3,745 +143%
PGWM
45
Parisi Gray Wealth Management
New Jersey
$123K – – –
AWM
46
Aevitas Wealth Management
Massachusetts
$117K – – –
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$106K +$19.2K +1,003 +23%
SNT
48
Security National Trust
West Virginia
$59K – – –
APA
49
American Portfolios Advisors
New York
$56.1K +$17.1K +890 +46%
US Bancorp
50
US Bancorp
Minnesota
$56K -$1.98K -103 -4%
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DIAX Hedge Fund Activity: Q3 2018 in Review

69 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2018, worth a combined $124M — up 14% from $108M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 7 closed out — a net gain of 1 holder — while 20 added to existing stakes and 18 trimmed.

The largest buyer was UBS Group, adding an estimated $3.12M. The largest seller was Invesco, cutting an estimated $1.06M.

  • 69 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2018, up from 68 in Q2 2018.
  • Funds reported $124M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2018, up 14% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2018 and 7 closed out, a net change of +1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2018 was UBS Group, an estimated $3.12M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2018 was Invesco, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2018.