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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

74 hedge funds and large institutions have $112M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

33% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 18

25% more funds holding

Funds holding: 5974 (+15)

4% more capital invested

Capital invested by funds: $108M → $112M (+$3.94M)

1.2% less ownership

Funds ownership: 17.7%16.5% (-1.2%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
74
Holders Change
+15
Holders Change %
+25.42%
% of All Funds
1.68%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
20
Increased
24
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JMPWA
26
JP Morgan Private Wealth Advisors
California
$619K +$55.7K +3,122 +11%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$617K +$133K +7,474 +30%
NFG
28
Nations Financial Group
Iowa
$537K +$13.4K +750 +3%
LPL Financial
29
LPL Financial
California
$491K +$141K +7,910 +44%
KeyBank National Association
30
KeyBank National Association
Ohio
$418K
SWP
31
Stratos Wealth Partners
Ohio
$355K -$15.8K -885 -4%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$328K +$21K +1,174 +7%
DADC
33
D.A. Davidson & Co
Montana
$318K +$62K +3,472 +26%
Millennium Management
34
Millennium Management
New York
$306K +$290K +16,252 New
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$293K +$20.6K +1,153 +8%
FHA
36
Flagship Harbor Advisors
Massachusetts
$280K +$266K +14,897 New
AG
37
Advisor Group
Arizona
$276K -$19.2K -1,075 -7%
DAS
38
Dynamic Advisor Solutions
Arizona
$258K +$37.9K +2,125 +18%
BIG
39
Bellwether Investment Group
Tennessee
$246K +$234K +13,081 New
LNC
40
Lincoln National Corp
Pennsylvania
$245K +$232K +12,995 New
AIA
41
Allegis Investment Advisors
Idaho
$223K -$333K -18,679 -61%
PA
42
Pinnacle Associates
New York
$216K -$27.9K -1,565 -12%
TYCC
43
Texas Yale Capital Corp
Florida
$195K
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$167K
IA
45
IFP Advisors
Florida
$165K +$7.48K +419 +5%
SPIA
46
Steward Partners Investment Advisory
New York
$130K +$1.2K +67 +1%
PGWM
47
Parisi Gray Wealth Management
New Jersey
$119K +$112K +6,263 New
AWM
48
Aevitas Wealth Management
Massachusetts
$112K +$106K +5,931 New
GWM
49
Geneos Wealth Management
Colorado
$75K +$23.2K +1,300 +48%
APA
50
American Portfolios Advisors
New York
$68.8K +$65.2K +3,654 New

DIAX Hedge Fund Activity: Q4 2017 in Review

74 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2017, worth a combined $112M — up 3.6% from $108M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new DIAX positions and 5 closed out — a net gain of 15 holders — while 24 added to existing stakes and 18 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.74M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $5.96M sold.

  • 74 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2017, up from 59 in Q3 2017.
  • Funds reported $112M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2017, up 3.6% quarter-over-quarter.
  • 20 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2017 and 5 closed out, a net change of +15 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2017 was Raymond James & Associates, an estimated $1.74M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2017 was Shaker Financial Services, an estimated $5.96M sold.

Based on aggregated 13F filings for Q4 2017.