Capital Southwest
CSWC
80 hedge funds and large institutions have $132M invested in Capital Southwest in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 8 closing their positions.
88% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 8
77% more call options, than puts
Call options by funds: $2.42M | Put options by funds: $1.37M
25% more capital invested
Capital invested by funds: $105M → $132M (+$26.3M)
8% more funds holding
Funds holding: 74 → 80 (+6)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1.83% less ownership
Funds ownership: 31.88% → 30.04% (-1.8%)
21% less repeat investments, than reductions
Existing positions increased: 23 | Existing positions reduced: 29
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIS
Sound Income Strategies
Ft Lauderdale,
Florida
|
+$7.9M |
| 2 |
Creative Planning
Overland Park,
Kansas
|
+$1.7M |
| 3 |
VanEck Associates
New York
|
+$1.44M |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$1.25M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$983K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$5.74M |
| 2 |
AM
Ares Management
Los Angeles,
California
|
-$3.97M |
| 3 |
D.E. Shaw & Co
New York
|
-$1.4M |
| 4 |
AI
Ariel Investments
Chicago,
Illinois
|
-$1.34M |
| 5 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$1.06M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EFSCE
76
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
| $1K | +$1.25K | +61 | New |
|
|
1WM
77
1900 Wealth Management
San Antonio,
Texas
| $405 | +$373K | +18,272 | New |
|
78
Nisa Investment Advisors
St. Louis,
Missouri
| $270 | +$198K | +9,700 | +388% |
|
|
HH
79
Hilltop Holdings
Dallas,
Texas
| – | -$675K | -38,050 | Closed |
|
|
AIM
80
Aigen Investment Management
New York
| – | -$202K | -11,396 | Closed |
|
81
Russell Investments Group
London,
United Kingdom
| – | -$186K | -10,500 | Closed |
|
|
APA
82
American Portfolios Advisors
Holbrook,
New York
| – | -$20.9K | -1,180 | Closed |
|
|
CTB
83
Country Trust Bank
Bloomington,
Illinois
| – | -$11K | -644 | Closed |
|
84
Simplex Trading
Chicago,
Illinois
| – | -$12.9K | -632 | Closed |
|
|
ST
85
Smithfield Trust
Pittsburgh,
Pennsylvania
| – | -$9K | -500 | Closed |
|
|
IA
86
Inspire Advisors
Meridian,
Idaho
| – | -$7K | -389 | Closed |
|
87
Barclays
London,
United Kingdom
| – | +$327 | +16 | New |
|
CSWC Hedge Fund Activity: Q1 2021 in Review
80 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2021, worth a combined $132M — up 25% from $105M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new CSWC positions and 8 closed out — a net gain of 7 holders — while 23 added to existing stakes and 29 trimmed.
The largest buyer was Sound Income Strategies, adding an estimated $7.9M. The largest seller was Punch & Associates Investment Management, cutting an estimated $5.74M.
- 80 institutional investors held Capital Southwest (CSWC) as of Q1 2021, up from 74 in Q4 2020.
- Funds reported $132M of Capital Southwest stock for Q1 2021, up 25% quarter-over-quarter.
- 15 funds opened new Capital Southwest positions in Q1 2021 and 8 closed out, a net change of +7 holders.
- The largest Capital Southwest buyer in Q1 2021 was Sound Income Strategies, an estimated $7.9M added.
- The largest Capital Southwest seller in Q1 2021 was Punch & Associates Investment Management, an estimated $5.74M sold.
Based on aggregated 13F filings for Q1 2021.