Simplex Trading
CSWC icon

Simplex Trading’s Capital Southwest CSWC Stock Holding History

Simplex Trading’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$23.1K Sell
970
-6,263
-87% -$147K ﹤0.01% 6981
2026
Q1 		$160K Sell
7,233
-20,521
-74% -$465K ﹤0.01% 4566
2025
Q4 		$615K Buy
27,754
+12,177
+78% +$257K ﹤0.01% 3092
2025
Q3 		$340K Buy
15,577
+784
+5% +$17.8K ﹤0.01% 4305
2025
Q2 		$326K Buy
14,793
+2,895
+24% +$59.6K ﹤0.01% 3976
2025
Q1 		$265K Buy
+11,898
New +$269K ﹤0.01% 4043
2024
Q1 		– Sell
-26,844
Closed -$655K – 8986
2023
Q4 		$636K Buy
26,844
+25,502
+1,900% +$569K ﹤0.01% 3446
2023
Q3 		$30K Buy
+1,342
New +$29.1K ﹤0.01% 6249
2023
Q2 		– Sell
-5,616
Closed -$103K – 9112
2023
Q1 		$99K Buy
5,616
+394
+8% +$7.25K ﹤0.01% 5170
2022
Q4 		$89K Buy
+5,222
New +$93.4K ﹤0.01% 5217
2022
Q1 		– Sell
-3,748
Closed -$91.8K – 10525
2021
Q4 		$94K Sell
3,748
-4,051
-52% -$108K ﹤0.01% 6353
2021
Q3 		$193K Sell
7,799
-500
-6% -$13K ﹤0.01% 5644
2021
Q2 		$192K Buy
+8,299
New +$206K ﹤0.01% 5740
2021
Q1 		– Sell
-632
Closed -$12.9K – 8990
2020
Q4 		$11K Buy
632
+39
+7% +$613 ﹤0.01% 7339
2020
Q3 		$8K Buy
+593
New +$8.34K ﹤0.01% 6888
2020
Q2 		– Sell
-100
Closed -$1.29K – 7698
2020
Q1 		$1K Buy
+100
New +$1.81K ﹤0.01% 7330

Other funds holding CSWC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Simplex Trading's CSWC Position: Q2 2026 in Review

Simplex Trading reduced its Capital Southwest (CSWC) stake by 87% in Q2 2026, selling an estimated $147K and leaving 970 shares worth $23.1K. The position accounts for ﹤0.01% of the portfolio, ranked #6981.

Simplex Trading first reported a position in CSWC in Q1 2020 and has held it in 16 quarters since. The position peaked at $636K in Q4 2023. 190 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

  • Simplex Trading held 970 shares of Capital Southwest worth $23.1K as of Q2 2026.
  • Simplex Trading sold 6,263 Capital Southwest shares in Q2 2026, an estimated $147K.
  • Capital Southwest made up ﹤0.01% of Simplex Trading's portfolio in Q2 2026, its #6981 holding.
  • Simplex Trading first reported a position in Capital Southwest in Q1 2020 and has held it in 16 quarters since.
  • Simplex Trading's Capital Southwest position peaked at $636K in Q4 2023.
  • 190 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.