Simplex Trading
CSWC icon

Simplex Trading’s Capital Southwest CSWC Stock Holding History

Simplex Trading’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$254K Buy
11,500
+5,900
+105% +$134K ﹤0.01% 4008
2025
Q4 		$124K Buy
5,600
+200
+4% +$4.22K ﹤0.01% 4760
2025
Q3 		$118K Sell
5,400
-3,100
-36% -$70.6K ﹤0.01% 5543
2025
Q2 		$187K Sell
8,500
-6,400
-43% -$132K ﹤0.01% 4579
2025
Q1 		$332K Buy
14,900
+7,300
+96% +$165K ﹤0.01% 3833
2024
Q4 		$165K Sell
7,600
-1,600
-17% -$37.7K ﹤0.01% 4700
2024
Q3 		$232K Sell
9,200
-11,800
-56% -$299K ﹤0.01% 4381
2024
Q2 		$547K Buy
21,000
+19,600
+1,400% +$503K ﹤0.01% 3571
2024
Q1 		$34K Sell
1,400
-2,900
-67% -$70.7K ﹤0.01% 6636
2023
Q4 		$101K Sell
4,300
-6,000
-58% -$134K ﹤0.01% 5370
2023
Q3 		$235K Sell
10,300
-1,700
-14% -$36.8K ﹤0.01% 4183
2023
Q2 		$236K Sell
12,000
-4,200
-26% -$77.4K ﹤0.01% 4107
2023
Q1 		$288K Buy
16,200
+1,600
+11% +$29.4K ﹤0.01% 3884
2022
Q4 		$249K Buy
14,600
+12,000
+462% +$215K ﹤0.01% 3953
2022
Q3 		$44K Buy
2,600
+1,200
+86% +$23.1K ﹤0.01% 6615
2022
Q2 		$25K Buy
1,400
+300
+27% +$6.6K ﹤0.01% 7321
2022
Q1 		$26K Sell
1,100
-7,100
-87% -$174K ﹤0.01% 7926
2021
Q4 		$207K Buy
8,200
+400
+5% +$10.7K ﹤0.01% 5140
2021
Q3 		$193K Buy
7,800
+100
+1% +$2.6K ﹤0.01% 5645
2021
Q2 		$178K Buy
7,700
+7,648
+14,708% +$190K ﹤0.01% 5868
2021
Q1 		$115K Buy
52
+46
+767% +$939 ﹤0.01% 5551
2020
Q4 		$10K Hold
6
– – ﹤0.01% 7395
2020
Q3 		$8K Buy
+6
New +$84 ﹤0.01% 6889
2020
Q2 		– Sell
-1
Closed -$1K – 7699
2020
Q1 		$1K Buy
+1
New +$18 ﹤0.01% 7331

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Simplex Trading's CSWC Position: Q1 2026 in Review

Simplex Trading reduced its Capital Southwest (CSWC) stake by 74% in Q1 2026, selling an estimated $465K and leaving 7,233 shares worth $160K. The position accounts for ﹤0.01% of the portfolio, ranked #4566.

Simplex Trading first reported a position in CSWC in Q1 2020 and has held it in 15 quarters since. The position peaked at $636K in Q4 2023. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Simplex Trading held 7,233 shares of Capital Southwest worth $160K as of Q1 2026.
  • Simplex Trading sold 20,521 Capital Southwest shares in Q1 2026, an estimated $465K.
  • Capital Southwest made up ﹤0.01% of Simplex Trading's portfolio in Q1 2026, its #4566 holding.
  • Simplex Trading first reported a position in Capital Southwest in Q1 2020 and has held it in 15 quarters since.
  • Simplex Trading's Capital Southwest position peaked at $636K in Q4 2023.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Simplex Trading's 13F filing for Q1 2026, filed 14 May 2026.