Simplex Trading
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Simplex Trading’s Capital Southwest CSWC Stock Holding History

Simplex Trading’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$81.8K Sell
3,700
-600
-14% -$13.6K ﹤0.01% 5318
2025
Q4 		$95.2K Sell
4,300
-6,600
-61% -$139K ﹤0.01% 5053
2025
Q3 		$238K Sell
10,900
-100
-0.9% -$2.28K ﹤0.01% 4725
2025
Q2 		$242K Buy
11,000
+5,000
+83% +$103K ﹤0.01% 4309
2025
Q1 		$133K Sell
6,000
-8,600
-59% -$194K ﹤0.01% 4757
2024
Q4 		$318K Sell
14,600
-8,800
-38% -$207K ﹤0.01% 4007
2024
Q3 		$591K Buy
23,400
+8,400
+56% +$213K ﹤0.01% 3418
2024
Q2 		$391K Buy
15,000
+7,700
+105% +$198K ﹤0.01% 3918
2024
Q1 		$182K Sell
7,300
-3,100
-30% -$75.6K ﹤0.01% 4956
2023
Q4 		$246K Buy
10,400
+4,900
+89% +$109K ﹤0.01% 4447
2023
Q3 		$125K Sell
5,500
-25,200
-82% -$546K ﹤0.01% 4861
2023
Q2 		$605K Buy
30,700
+15,300
+99% +$282K ﹤0.01% 3109
2023
Q1 		$273K Sell
15,400
-1,900
-11% -$35K ﹤0.01% 3950
2022
Q4 		$295K Buy
17,300
+10,300
+147% +$184K ﹤0.01% 3754
2022
Q3 		$118K Sell
7,000
-900
-11% -$17.3K ﹤0.01% 5285
2022
Q2 		$145K Buy
7,900
+5,300
+204% +$117K ﹤0.01% 5041
2022
Q1 		$61K Buy
2,600
+1,000
+63% +$24.5K ﹤0.01% 6848
2021
Q4 		$40K Buy
1,600
+500
+45% +$13.4K ﹤0.01% 7526
2021
Q3 		$27K Buy
1,100
+200
+22% +$5.21K ﹤0.01% 8154
2021
Q2 		$20K Buy
900
+847
+1,598% +$21K ﹤0.01% 8578
2021
Q1 		$117K Buy
+53
New +$1.08K ﹤0.01% 5521
2020
Q4 		– Sell
-3
Closed -$4K – 8434
2020
Q3 		$4K Buy
3
+1
+50% +$14 ﹤0.01% 7181
2020
Q2 		$2K Buy
+2
New +$26 ﹤0.01% 7231

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Simplex Trading's CSWC Position: Q1 2026 in Review

Simplex Trading reduced its Capital Southwest (CSWC) stake by 74% in Q1 2026, selling an estimated $465K and leaving 7,233 shares worth $160K. The position accounts for ﹤0.01% of the portfolio, ranked #4566.

Simplex Trading first reported a position in CSWC in Q1 2020 and has held it in 15 quarters since. The position peaked at $636K in Q4 2023. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Simplex Trading held 7,233 shares of Capital Southwest worth $160K as of Q1 2026.
  • Simplex Trading sold 20,521 Capital Southwest shares in Q1 2026, an estimated $465K.
  • Capital Southwest made up ﹤0.01% of Simplex Trading's portfolio in Q1 2026, its #4566 holding.
  • Simplex Trading first reported a position in Capital Southwest in Q1 2020 and has held it in 15 quarters since.
  • Simplex Trading's Capital Southwest position peaked at $636K in Q4 2023.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Simplex Trading's 13F filing for Q1 2026, filed 14 May 2026.