Simplex Trading
CSWC icon

Simplex Trading’s Capital Southwest CSWC Stock Holding History

Simplex Trading’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$266K Sell
11,500
-4,000
-26% -$96.7K ﹤0.01% 4298
2026
Q2 		$368K Buy
15,500
+11,800
+319% +$276K ﹤0.01% 3989
2026
Q1 		$81.8K Sell
3,700
-600
-14% -$13.6K ﹤0.01% 5318
2025
Q4 		$95.2K Sell
4,300
-6,600
-61% -$139K ﹤0.01% 5053
2025
Q3 		$238K Sell
10,900
-100
-0.9% -$2.28K ﹤0.01% 4725
2025
Q2 		$242K Buy
11,000
+5,000
+83% +$103K ﹤0.01% 4309
2025
Q1 		$133K Sell
6,000
-8,600
-59% -$194K ﹤0.01% 4757
2024
Q4 		$318K Sell
14,600
-8,800
-38% -$207K ﹤0.01% 4007
2024
Q3 		$591K Buy
23,400
+8,400
+56% +$213K ﹤0.01% 3418
2024
Q2 		$391K Buy
15,000
+7,700
+105% +$198K ﹤0.01% 3918
2024
Q1 		$182K Sell
7,300
-3,100
-30% -$75.6K ﹤0.01% 4956
2023
Q4 		$246K Buy
10,400
+4,900
+89% +$109K ﹤0.01% 4447
2023
Q3 		$125K Sell
5,500
-25,200
-82% -$546K ﹤0.01% 4861
2023
Q2 		$605K Buy
30,700
+15,300
+99% +$282K ﹤0.01% 3109
2023
Q1 		$273K Sell
15,400
-1,900
-11% -$35K ﹤0.01% 3950
2022
Q4 		$295K Buy
17,300
+10,300
+147% +$184K ﹤0.01% 3754
2022
Q3 		$118K Sell
7,000
-900
-11% -$17.3K ﹤0.01% 5285
2022
Q2 		$145K Buy
7,900
+5,300
+204% +$117K ﹤0.01% 5041
2022
Q1 		$61K Buy
2,600
+1,000
+63% +$24.5K ﹤0.01% 6848
2021
Q4 		$40K Buy
1,600
+500
+45% +$13.4K ﹤0.01% 7526
2021
Q3 		$27K Buy
1,100
+200
+22% +$5.21K ﹤0.01% 8154
2021
Q2 		$20K Buy
900
+847
+1,598% +$21K ﹤0.01% 8578
2021
Q1 		$117K Buy
+53
New +$1.08K ﹤0.01% 5521
2020
Q4 		– Sell
-3
Closed -$4K – 8434
2020
Q3 		$4K Buy
3
+1
+50% +$14 ﹤0.01% 7181
2020
Q2 		$2K Buy
+2
New +$26 ﹤0.01% 7231

Other funds holding CSWC

UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Sound Income Strategies
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
Sanders Morris Harris
Sanders Morris Harris Houston, Texas $755M AUM 11.28% 1-Year Est. Return
Muzinich & Co
Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return
Columbus Macro
Columbus Macro New Castle, Pennsylvania $1.03B AUM 10.45% 1-Year Est. Return
Tectonic Advisors
Tectonic Advisors Frisco, Texas $2.16B AUM 10.32% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return
EPIQ Partners
EPIQ Partners Minneapolis, Minnesota $232M AUM 9.01% 1-Year Est. Return
Union Bancaire Privee
Union Bancaire Privee Geneva 1, Switzerland $10.3B AUM 29.94% 1-Year Est. Return
Womack Financial
Womack Financial Dallas, Texas $152M AUM 18.25% 1-Year Est. Return

Simplex Trading's CSWC Position: Q3 2026 in Review

Simplex Trading sold out of Capital Southwest (CSWC) in Q3 2026, closing a stake of 970 shares — an estimated $23.4K sold.

Simplex Trading first reported a position in CSWC in Q1 2020 and held it in 16 quarters. The position peaked at $636K in Q4 2023. 98 funds tracked by Wall St. Rank hold CSWC as of Q3 2026.

  • Simplex Trading reported no remaining Capital Southwest position as of Q3 2026 after selling out during the quarter.
  • Simplex Trading sold 970 Capital Southwest shares in Q3 2026, an estimated $23.4K.
  • Simplex Trading first reported a position in Capital Southwest in Q1 2020 and held it in 16 quarters.
  • Simplex Trading's Capital Southwest position peaked at $636K in Q4 2023.
  • 98 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2026.

Based on Simplex Trading's 13F filing for Q3 2026, filed 4 Nov 2026.