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Capital Southwest
CSWC

Overview Fund Activity

136 hedge funds and large institutions have $244M invested in Capital Southwest in 2023 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
+22
Holders Change %
+19.3%
% of All Funds
1.99%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
38
Increased
48
Reduced
29
Closed
12
Calls
$3.83M
Puts
$2.23M
Net Calls
+$1.6M
Net Calls Change
+$530K

Top Buyers

1
BPA
1
Beacon Pointe Advisors
California
$9.61M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$8.33M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$8.98M
4
Hudson Bay Capital Management
4
Hudson Bay Capital Management
Connecticut
$3.1M
5
Millennium Management
5
Millennium Management
New York
$2.34M

Top Sellers

1
SMH
1
Sanders Morris Harris
Texas
$0
2
GA
2
GraniteShares Advisors
New York
$0
3
Invesco
3
Invesco
Georgia
$9.03M
4
AAM
4
Advisors Asset Management
Colorado
$3.87M
5
Connor, Clark & Lunn Investment Management (CC&L)
5
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$291K
Name Holding Trade Value Shares
Change 		Shares
Change %
Tudor Investment Corp
51
Tudor Investment Corp
Connecticut
$908K +$908K +38,298 New
Osaic Holdings
52
Osaic Holdings
Arizona
$874K -$55.4K -2,337 -6%
Canada Life
53
Canada Life
Manitoba, Canada
$855K -$87.8K -3,726 -9%
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$834K -$93.8K -3,958 -10%
CWM
55
Cornerstone Wealth Management
Missouri
$792K +$41.1K +1,733 +5%
HighTower Advisors
56
HighTower Advisors
Illinois
$761K +$454K +19,263 +148%
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$756K -$151K -6,383 -17%
ASFA
58
All Season Financial Advisors
Colorado
$681K -$15.5K -655 -2%
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
$668K -$125K -5,259 -16%
Simplex Trading
60
Simplex Trading
Illinois
$636K +$604K +25,502 +1,900%
QT
61
Quantbot Technologies
New York
$624K +$87.1K +3,677 +16%
Corient Private Wealth
62
Corient Private Wealth
Florida
$592K +$39.7K +1,676 +7%
WG
63
Winton Group
United Kingdom
$538K +$135K +5,714 +34%
ECM
64
ExodusPoint Capital Management
New York
$535K +$535K +22,591 New
AWM
65
Apollon Wealth Management
South Carolina
$484K +$27K +1,139 +6%
SS
66
Sunbelt Securities
Texas
$461K +$284 +12 +0.1%
VEA
67
Virtus ETF Advisers
New York
$456K -$202K -8,519 -31%
BA
68
Bard Associates
Illinois
$439K -$7.11K -300 -2%
1WM
69
1900 Wealth Management
Texas
$433K – – –
ACM
70
Aquatic Capital Management
Illinois
$424K +$393K +16,600 +1,277%
D.E. Shaw & Co
71
D.E. Shaw & Co
New York
$418K +$418K +17,638 New
RJT
72
Raymond James Trust
Florida
$411K +$37K +1,563 +10%
SCA
73
SMH Capital Advisors
Texas
$402K -$1.87K -79 -0.5%
SIC
74
Samalin Investment Counsel
New York
$394K +$137K +5,782 +53%
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
$379K – – –
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