CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

80 hedge funds and large institutions have $132M invested in Capital Southwest in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 8 closing their positions.

Holders
80
Holders Change
+6
Holders Change %
+8.11%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
23
Reduced
29
Closed
8
Calls
$2.42M
Puts
$1.37M
Net Calls
+$1.05M
Net Calls Change
+$1.05M

Top Buyers

1
SIS
1
Sound Income Strategies
Florida
$8.61M
2
Creative Planning
2
Creative Planning
Kansas
$1.85M
3
VanEck Associates
3
VanEck Associates
New York
$7.73M
4
Ameriprise
4
Ameriprise
Minnesota
$1.35M
5
Bank of America
5
Bank of America
North Carolina
$1.07M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$13.4M
2
AM
2
Ares Management
California
$1.4M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$378K
4
AI
4
Ariel Investments
Illinois
$685K
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$2.32M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$306K -$52K -2,350 -15%
US Bancorp
52
US Bancorp
Minnesota
$304K – – –
Geode Capital Management
53
Geode Capital Management
Massachusetts
$271K – – –
Mariner
54
Mariner
Kansas
$266K – – –
KAS
55
Kestra Advisory Services
Texas
$249K +$249K +11,218 New
Brown Advisory
56
Brown Advisory
Maryland
$237K – – –
SBH
57
Segall Bryant & Hamill
Illinois
$235K – – –
SSA
58
Schonfeld Strategic Advisors
New York
$235K +$235K +10,600 New
WGA
59
Weather Gauge Advisory
Virginia
$210K -$19K -856 -8%
CF
60
Centaurus Financial
California
$163K -$11.5K -520 -7%
Canada Life
61
Canada Life
Manitoba, Canada
$134K -$32.5K -1,475 -20%
WT
62
Washington Trust
Rhode Island
$126K +$79.2K +3,568 +169%
Wells Fargo
63
Wells Fargo
California
$88K -$40.1K -1,813 -31%
FIA
64
FNY Investment Advisers
New York
$84K +$46.4K +2,100 +124%
GWM
65
Geneos Wealth Management
Colorado
$66K – – –
Citigroup
66
Citigroup
New York
$66K +$66K +3,000 New
AF
67
Allworth Financial
California
$50K +$50K +2,257 New
TH
68
TCTC Holdings
Texas
$47K – – –
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$20K – – –
RIM
70
Rockbridge Investment Management
New York
$14K +$320 +14 +2%
JPMorgan Chase & Co
71
JPMorgan Chase & Co
New York
$5K -$367 -16 -7%
Deutsche Bank
72
Deutsche Bank
Germany
$3K +$129 +5 +5%
TRCT
73
Tower Research Capital (TRC)
New York
$2K -$30.9K -1,376 -94%
S
74
SignatureFD
Georgia
$2K – – –
BFEC
75
Benjamin F. Edwards & Company
Missouri
$1K – – –
1 2
3
4