CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

64 hedge funds and large institutions have $64.1M invested in Capital Southwest in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 26 closing their positions.

Holders
64
Holders Change
-16
Holders Change %
-20%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
12
Increased
23
Reduced
17
Closed
26
Calls
–
Puts
$246K
Net Calls
-$246K
Net Calls Change
-$246K

Top Buyers

1
AM
1
Ares Management
California
$2.81M
2
RCM
2
Radcliffe Capital Management
Pennsylvania
$857K
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$666K
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$1.42M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$590K

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$0
2
Marshall Wace
2
Marshall Wace
United Kingdom
$0
3
UBS Group
3
UBS Group
Switzerland
$689K
4
NA
4
Navellier & Associates
Nevada
$0
5
ZIG
5
Zuckerman Investment Group
Illinois
$10.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
APA
51
American Portfolios Advisors
New York
$13.5K – – –
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$11K – – –
SIS
53
Sound Income Strategies
Florida
$11K +$6.24K +558 +131%
PFGIA
54
Patriot Financial Group Insurance Agency
Massachusetts
$10K – – –
SMH
55
Sanders Morris Harris
Texas
$9K -$1.01K -92,065 -10%
TFA
56
Toth Financial Advisory
Virginia
$3K – – –
FFC
57
First Financial Corp
Indiana
$3K +$3K +250 New
LPWM
58
Lake Point Wealth Management
Texas
$1K – – –
Deutsche Bank
59
Deutsche Bank
Germany
$1K +$49 +6 +5%
Simplex Trading
60
Simplex Trading
Illinois
$1K +$1K +100 New
MCP
61
Moab Capital Partners
New York
– -$5.34M -256,362 Closed
Marshall Wace
62
Marshall Wace
United Kingdom
– -$3.15M -151,233 Closed
NA
63
Navellier & Associates
Nevada
– -$2.52M -121,181 Closed
BCM
64
Brasada Capital Management
Texas
– -$1.98M -95,216 Closed
CI
65
Cavalier Investments
Georgia
– -$1.23M -59,200 Closed
Russell Investments Group
66
Russell Investments Group
United Kingdom
– -$1.02M -48,803 Closed
Squarepoint
67
Squarepoint
New York
– -$729K -35,051 Closed
Citadel Advisors
68
Citadel Advisors
Florida
– -$681K -32,725 Closed
MWNA
69
Marshall Wace North America
New York
– -$478K -22,982 Closed
SSA
70
Schonfeld Strategic Advisors
New York
– -$397K -19,100 Closed
TI
71
Trexquant Investment
Connecticut
– -$274K -13,163 Closed
Geode Capital Management
72
Geode Capital Management
Massachusetts
– -$241K -11,586 Closed
BAM
73
Belpointe Asset Management
Nevada
– -$238K -11,470 Closed
ECM
74
ExodusPoint Capital Management
New York
– -$237K -11,400 Closed
Connor, Clark & Lunn Investment Management (CC&L)
75
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$233K -11,175 Closed
1 2
3
4